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David Wayne Young

SUMMIT FAMILY OFFICE SERVICES
BELLEVUE, WA
·CRD# 2960150·29 years experience

Professional Summary

David Wayne Young is a registered financial advisor currently at SUMMIT FAMILY OFFICE SERVICES, LLC located in Bellevue, Washington. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 4 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

SUMMIT FAMILY OFFICE SERVICES, LLC·CRD# 171313
RIA
1. Bellevue, WA2. Woodinville, WA
October 13, 2014 - Present
CONOVER CAPITAL MANAGEMENT·CRD# 118393
RIA
Bellevue, WA
April 15, 2011 - January 16, 2014
CONOVER SECURITIES CORPORATION·CRD# 17129
BD
Bellevue, WA
April 11, 2011 - January 16, 2014
LPL FINANCIAL LLC·CRD# 6413
RIA
Lynnwood, WA
May 13, 2009 - June 1, 2011
LPL FINANCIAL LLC·CRD# 6413
BD
Lynnwood, WA
May 13, 2009 - June 1, 2011
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Bellevue, WA
July 23, 2007 - May 13, 2009
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Bellevue, WA
July 19, 2007 - May 13, 2009
PRIVATE CONSULTING GROUP, INC.·CRD# 45053
BD
Portland, OR
May 17, 1999 - May 31, 2000
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
November 14, 1997 - May 3, 1999

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Current Firm

SF
SUMMIT FAMILY OFFICE SERVICES, LLC

SUMMIT FAMILY OFFICE SERVICES | YOUNG, DAVID | SUMMIT FAMILY OFFICES | SUMMIT FAMILY OFFICE SERVICES, LLC

CRD#: 171313
Washington
Registered Investment Advisory firm - Washington (10/13/2014 Approved)

Contact Information

Main Address

Bellevue, WA

Phone Number

(425) 922-8692

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

15

AUM (Assets Under Management)

$6,500,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Wayne Young has the following outside business activities: ?Managing Director of Summit Private Consulting Group, LLC (SPCG), a non-investment related business assisting private and public companies that are seeking to accelerate adoption and monetize their products and technologies through acquisitions, licensing, and strategic partnerships. David began working with SPCG in 2009 and currently spends less than 5 hours per month usually not during securities trading hours. As Managing Director, David is responsible for operating the LLC and consulting with clients. SPCG is located at 147 154th PL NE, Bellevue, WA 98007. ?Owns a minority interest in Royal Cause, a Washington State Special Purpose corporation that created technology to connect business and consumers with the causes they support. David invested in Royal Cause in 2016 and currently spends 10 hours per year on Royal Cause business. As a passive investor, David's role is advising the company on technical and strategic direction. Royal Cause is located at 1205 215th PL SW, Lynwood, WA 98036. ?Managing Director of Newport Soccer Camps, LLC (NSC) which empowers high school aged leaders to operate youth soccer camps in Washington. David began working with NSC in 2018 and currently spends less than 5 hours per year none of which is during securities trading hours. As Managing Director of NSC, David is the signatory on bank accounts and other legal documents that protect the camp from liabilities, provide scholarships for campers, and equipment to anyone in need. NSC is located at 147 154th PL NE, Bellevue, WA 98007. ?Member of Fast Channel Media, LLC (FCM) which provides technology to content creators and media companies. David began working with FCM in 2021 and currently spends 3-5 hours per week some of which is during securities trading hours. As a member of FCM, David is primarily responsible for negotiating content and technology licenses. FCM is located at 4125 Lawless St, Austin, TX 78723. ?Owns a minority equity interest in SWAG'R Inc, a consumer driven mobile content delivery platform that connects brands with target audiences. David invested in SWAG'R in 2014 and currently spends less than 10 hours per year on company-related business sometimes during securities trading hours. As a passive investor David is primarily in an advisory position providing introductions and strategic advice as needed. SWAG'R is located at 1025 Northwest Couch Street, #716, Portland, OR 97209. ?CEO of Deskless Workers, Inc (DW) which develops mobile applications and technology for businesses and government. David began working with DW in 2015 and currently spends 40 hours per week of his time sometimes during securities trading hours. David owns an equity interest and earns income from his work with DW. As CEO of DW, David is responsible for setting strategic direction and overseeing all areas of the business. DW is located at 147 154th PL NE, Bellevue, WA 98007. ?Managing Member of Leaf Angel, LLC which invests in agricultural products and technologies. David spends less than 2 hours per month of his time with Leaf Angel, none of which is during securities trading hours. David started Leaf Angel in 2014 and owns 100% of the membership units. As Managing Member, David is responsible for setting investment criteria and reporting on investment results for the LLC. Leaf Angel is located at 147 154th PL NE, Bellevue, WA 98007. ?Managing Member of Kirkland Capital, LLC which invests in private businesses and technologies from time-to-time. David spends less than 2 hours per month of his time with Kirkland Capital, none of which is during securities trading hours. David started Kirkland in 2010 and currently owns 100% of the membership units. As Managing Member, David is responsible for setting investment criteria and reporting on investment results for the LLC. Kirkland Capital is located at 147 154th PL NE, Bellevue, WA 98007.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Washington
(10/13/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2007About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 2007About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2011About the Series 4 exam

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CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Young's CRS (Customer Relationship Summary).

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