David W. Young
Professional summary
David Wayne Young is a registered financial advisor currently at SUMMIT FAMILY OFFICE SERVICES, LLC located in Bellevue, Washington.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Wayne Young's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2014 - Present
SUMMIT FAMILY OFFICE SERVICES, LLC
April 15, 2011 - January 16, 2014
CONOVER CAPITAL MANAGEMENT
April 11, 2011 - January 16, 2014
CONOVER SECURITIES CORPORATION
May 13, 2009 - June 1, 2011
LPL FINANCIAL LLC
May 13, 2009 - June 1, 2011
LPL FINANCIAL LLC
July 23, 2007 - May 13, 2009
UBS FINANCIAL SERVICES INC.
July 19, 2007 - May 13, 2009
UBS FINANCIAL SERVICES INC.
May 17, 1999 - May 31, 2000
PRIVATE CONSULTING GROUP, INC.
November 14, 1997 - May 3, 1999
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/13/2014)
Exams
Current Firm
SUMMIT FAMILY OFFICE SERVICES, LLC
CRD#: 171313 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 6,500,000 |
Red Flags
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