Sekou M. Mcclendon
Professional summary
Sekou Mansur Mcclendon was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Sekou is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Sekou had worked at 14 firms, which includes EQUINOX SECURITIES INC., CAPE SECURITIES INC., AURA FINANCIAL SERVICES INC., VFINANCE INVESTMENTS INC, J.P. TURNER & COMPANY L.L.C., OBSIDIAN FINANCIAL GROUP LLC, SALOMON GREY FINANCIAL CORPORATION, MORGAN WILSHIRE SECURITIES INC., FINANCIAL WORLD CORPORATION, PRO-INTEGRITY SECURITIES INC., WOODSTOCK FINANCIAL GROUP INC., MILLENNIUM SECURITIES CORP., J. P. GIBBONS & CO. INC., WELLS FARGO CLEARING SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2014 - November 30, 2015
EQUINOX SECURITIES, INC.
February 25, 2011 - December 12, 2012
EQUINOX SECURITIES, INC.
July 17, 2009 - April 29, 2010
CAPE SECURITIES INC.
March 5, 2007 - July 24, 2009
AURA FINANCIAL SERVICES, INC.
March 7, 2006 - March 12, 2007
VFINANCE INVESTMENTS, INC
May 5, 2005 - December 7, 2005
J.P. TURNER & COMPANY, L.L.C.
January 28, 2005 - May 13, 2005
OBSIDIAN FINANCIAL GROUP, LLC
August 20, 2004 - February 4, 2005
SALOMON GREY FINANCIAL CORPORATION
May 13, 2003 - August 10, 2004
AURA FINANCIAL SERVICES, INC.
July 8, 2002 - May 7, 2003
MORGAN WILSHIRE SECURITIES, INC.
December 21, 2001 - April 30, 2002
FINANCIAL WORLD CORPORATION
May 15, 2001 - December 19, 2001
PRO-INTEGRITY SECURITIES, INC.
June 23, 2000 - May 16, 2001
FINANCIAL WORLD CORPORATION
November 30, 1999 - June 29, 2000
WOODSTOCK FINANCIAL GROUP, INC.
March 12, 1999 - May 24, 1999
MILLENNIUM SECURITIES CORP.
November 19, 1998 - February 11, 1999
J. P. GIBBONS & CO., INC.
June 8, 1998 - December 11, 1998
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUINOX SECURITIES, INC.
CRD#: 145790 / SEC#: , 8-67752
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQUINOX CAPITAL HOLDINGS, INC. | OWNER | |
| OLIVEIRA, STEPHEN MICHAEL | PRESIDENT/CFO/CCO/MSRB/AMLCO | 1880054 |
Disclosures
| Regulatory Event | 2 |
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