Christopher E. Abbruzzese

ROBERTSON STEPHENS

Lake Oswego, OR 97034

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CRD#: 2959986

Professional summary

Christopher Enrico Abbruzzese, who also goes by Chris Enrico Abbruzzese, Chris Abbruzzese, is a registered financial advisor currently at ROBERTSON STEPHENS located in Lake Oswego, Oregon.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Christopher has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Enrico Abbruzzese | Chris Abbruzzese

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rain Capital Management, not investment-related, 525 3rd Street, Suite 224 Lake Oswego, Oregon 97034, a non-operating company, Chief Investment Officer; Start date November, 2011; I devote 10 hours per month to this business; this company is in the process of winding down.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Enrico Abbruzzese's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2024 - Present

ROBERTSON STEPHENS

Office #1: 525 3rd Street Suite 224, Lake Oswego, OR 97034

RIA

CRD#: 289977

Lake Oswego, OR

Past

November 29, 2011 - August 26, 2024

RAIN CAPITAL MANAGEMENT

RIA

CRD#: 158996

LAKE OSWEGO, OR

Past

May 4, 1998 - February 11, 2009

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(7/12/2024)

IAR

Texas
(7/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/9/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/2/1998

General Securities Representative Examination

Current Firm

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

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Contact information

Main Address

455 Market Street Ste. 1450, San Francisco, CA 94105-2442

Mailing Address

Phone number

(415) 500-6810

Established

Firm type

Fiscal year end

# of Employees

113

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROBERTSON STEPHENS ADV PART 2A BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	7,419
AUM (Assets Under Management)	$ 7,139,384,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher E. Abbruzzese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Enrico Abbruzzese's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERTSON STEPHENS

RAIN CAPITAL MANAGEMENT

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

ROBERTSON STEPHENS

State Registrations and Notice Filings

Exams

Series 63

Date: 3/9/1999

Series 7

Date: 5/2/1998

Current Firm

ROBERTSON STEPHENS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERTSON STEPHENS

TRUST BUT VERIFY

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