Sean M. Walters
Professional summary
Sean Michael Walters was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Sean is a previously registered financial advisor and started their career in finance in 1997. Prior to being barred, Sean had worked at 3 firms, which includes WEALTH MANAGEMENT PARTNERS LLC, COMMONWEALTH FINANCIAL NETWORK, THE ADVISORS GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2002 - May 9, 2007
WEALTH MANAGEMENT PARTNERS, LLC
August 1, 2002 - May 9, 2007
COMMONWEALTH FINANCIAL NETWORK
April 19, 2002 - July 31, 2002
THE ADVISORS GROUP, INC.
October 29, 1997 - July 31, 2002
THE ADVISORS GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WEALTH MANAGEMENT PARTNERS, LLC
CRD#: 117390 / SEC#:
Contact information
Red Flags
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