Anthony R. Mahfood

THE FIDUCIARY ALLIANCE

GREENVILLE, SC 29601

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CRD#: 2959577

Professional summary

Anthony Richard Mahfood is a registered financial advisor currently at THE FIDUCIARY ALLIANCE located in Greenville, South Carolina.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Anthony has worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Richard Mahfood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2016 - Present

THE FIDUCIARY ALLIANCE

Office #1: 135 S Main St Suite 600, Greenville, SC 29601

RIA

CRD#: 284924

GREENVILLE, SC

Past

May 3, 2013 - October 6, 2016

BISON WEALTH, LLC

RIA

CRD#: 165931

GREENVILLE, SC

Past

January 27, 2009 - March 12, 2013

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

GREENVILLE, SC

Past

January 26, 2009 - March 12, 2013

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

GREENVILLE, SC

Past

June 8, 2004 - December 31, 2008

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

GREENVILLE, SC

Past

February 26, 2004 - December 31, 2008

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

GREENVILLE, SC

Past

May 3, 1999 - January 28, 2003

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

December 7, 1998 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE FIDUCIARY ALLIANCE

CRD#: 284924 / SEC#: 801-108283

RIA

Registered Investment Advisory firm - (8/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(9/21/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/7/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/27/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/26/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/1/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE FIDUCIARY ALLIANCE

CRD#: 284924 / SEC#: 801-108283

RIA

Registered Investment Advisory firm - (8/17/2016 Approved)

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Contact information

Main Address

135 S Main St Suite 600, Greenville, SC 29601

Mailing Address

Phone number

(864) 385-7999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TFA ADV 2A (5/23/2025)

Regulatory assets under management

Total Number of Accounts	6,842
AUM (Assets Under Management)	$ 1,921,956,974

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony R. Mahfood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Richard Mahfood's CRS (Customer Relationship Summary).

Certified licenses

Experience

BISON WEALTH, LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

THE FIDUCIARY ALLIANCE

State Registrations and Notice Filings

Exams

Series 66

Date: 6/7/2004

Series 63

Date: 9/27/1999

Series 7

Date: 4/26/2004

Series 6

Date: 12/1/1998

Current Firm

THE FIDUCIARY ALLIANCE

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE FIDUCIARY ALLIANCE

TRUST BUT VERIFY

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