Matthew W. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew William Ryan was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1997. Matthew had worked at 2 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2001 - October 1, 2001
PROTRADER SECURITIES L.P.
January 21, 1998 - November 15, 1999
PROTRADER SECURITIES L.P.
November 21, 1997 - February 25, 1998
BLOCK TRADING INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROTRADER SECURITIES L.P.
CRD#: 35233 / SEC#: , 8-46785
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSTINET GLOBAL HOLDINGS INC. | SHAREHOLDER | |
| BALDERACH, STEFAN SHANE | SENIOR REGISTERED OPTIONS PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 3102279 |
| CHRISTIE, JOEL ALAN | MUNICIPAL PRINCIPAL | 2740765 |
| HICKS, KIMBERLY ANN | CHIEF EXECUTIVE OFFICER | 3004984 |
| HOWARD, CRAIG STEWART | PRESIDENT, ADVERTISING PRINCIPAL AND CHIEF SUPERVISORY OFFICER | 1627266 |
| PIERCE, THOMAS WALKER | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | 2888289 |
| WILSON, CHRISTOPHER THOMAS | DIRECTOR OF CLIENT/TRADER DEVELOPMENT | 2208379 |
| YEAGER, DAVID SCOTT | FINANCIAL AND OPERATIONS PRINCIPAL | 4146568 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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