David T. Bass
Professional summary
David Thomas Bass is a registered financial advisor currently at DECISION TREE ADVISOR located in Houston, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. David has worked at 4 firms and has passed the Series 66, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Thomas Bass's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2022 - Present
DECISION TREE ADVISOR
March 22, 2021 - May 6, 2021
EDWARD JONES
March 22, 2021 - May 6, 2021
EDWARD JONES
June 1, 2012 - October 11, 2019
INVESCO CAPITAL MARKETS, INC.
April 27, 2012 - May 10, 2016
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/11/2022)
Exams
Series 55
Date: 6/4/2014
Limited Representative-Equity Trader ExamCurrent Firm
DECISION TREE ADVISOR
CRD#: 322530 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 843,512 |
Red Flags
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