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JB

Jason E. Brausewetter

Some features on this profile are disabled
CRD#: 2959371
JB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Eric Brausewetter, who also goes by Jay Brausewetter, Jason Brausewetter, was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 1997. Jason had worked at 13 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7, Series 55 and Series 31 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jay Brausewetter | Jason Brausewetter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 21, 2023 - August 15, 2023

FIGURE SECURITIES, INC.

BD
CRD#: 307093
SAN FRANCISCO, CA
Past

February 21, 2023 - April 27, 2023

FIGURE SECURITIES, INC.

BD
CRD#: 307093
SAN FRANCISCO, CA
Past

May 14, 2018 - November 21, 2018

EDWARD JONES

RIA
CRD#: 250
FREEHOLD, NJ
Past

April 18, 2018 - November 21, 2018

EDWARD JONES

BD
CRD#: 250
FREEHOLD, NJ
Past

April 19, 2005 - January 30, 2006

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA
Past

December 16, 2003 - April 1, 2004

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

December 16, 2003 - April 1, 2004

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

December 16, 2003 - April 1, 2004

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

December 16, 2003 - April 5, 2004

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

June 14, 2000 - December 15, 2003

UBS CAPITAL MARKETS L.P.

BD
CRD#: 2692
STAMFORD, CT
Past

October 5, 1999 - June 13, 2000

MURIEL SIEBERT & CO., LLC

BD
CRD#: 5376
NEW YORK, NY
Past

September 21, 1998 - October 13, 1999

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

July 23, 1998 - August 3, 1998

MASON HILL & CO., INC.

BD
CRD#: 38308
NEW YORK, NY
Past

February 16, 1998 - July 1, 1998

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

December 5, 1997 - January 13, 1998

FIRST METROPOLITAN SECURITIES, INC.

BD
CRD#: 7594
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/9/2018
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/3/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/17/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/17/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/18/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 2/23/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 31
Date: 3/12/1998
Futures Managed Funds Examination

Current Firm

FS
FIGURE SECURITIES, INC.
FIGURE MARKETPLACE | FIGURE SECURITIES, INC.

CRD#: 307093 / SEC#: , 8-70478

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
650 California Street Suite 200, San Francisco, CA 94108
Mailing Address
650 California Street Suite 200, San Francisco, CA 94108
Phone number
(628) 210-6930
Established
Delaware since 06/06/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIGURE MARKETS, INC.SHAREHOLDER
BOJINOV, ALEXANDRE ZDRAVKOVPOO / BROKERAGE OPERATIONS PRINCIPAL5272433
PARISE, JANICE DRUFINOP/PFO2338583
RIVES, JASON ASBURYCHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER5157829

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIGURE SECURITIES, INC.

CRD#: 307093

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