KJ
Kevin D. Johnson
DODGE & COX
SAN FRANCISCO, CA 94104
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CRD#: 2959084
KJ
Professional summary
Kevin Darnell Johnson, who also goes by Kevin Johnson, is a registered financial advisor currently at DODGE & COX located in San Francisco, California and FORESIDE FUND SERVICES, LLC located in San Francisco, California.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Kevin has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Dodge & Cox; Investment Related; San Francisco, CA; Asset Management Firm; Client Portfolio Manager; Promoting registered mutual funds; 08/1989; 160 hrs/mo. 2) Dominican University; Not Investment Related; San Rafael, CA; Education; Advisory board member; Provide advice/guidance to School Dean and students; 03/2016; 0 hrs/mo. 3) QS Ocean LLC; Not Investment Related; Brooklyn, NY; Real Estate; Member; Vehicle for investment in commercial Real Estate; 6/2016; 0 hrs/mo. 4) KJS Investments LLC; Not Investment Related; Novato, CA; Real Estate; Member; Periodic distributions to members; 03/2011; 0hr/mo. 5) Jenkins Johnson LLC; Not Investment Related; San Francisco, CA; Art Gallery; Member; co-owner; 02/1996; 0hr/mo.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Darnell Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2003 - Present
DODGE & COX
Office #1: 555 California Street 43rd Floor, San Francisco, CA 94104RIA
CRD#: 104596
SAN FRANCISCO, CA
Current
May 22, 2024 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 555 California Street Floor 40, San Francisco, CA 94104BD
CRD#: 46106
San Francisco, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
D&
DODGE & COX
DODGE & COX
CRD#: 104596 / SEC#: 801-1895
RIA
Registered Investment Advisory firm - (3/14/1959 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/26/2024)
RR
Alaska(8/26/2024)
RR
Arizona(8/26/2024)
RR
Arkansas(8/26/2024)
RR
California(8/22/2024)
RR
Colorado(8/26/2024)
RR
Connecticut(8/26/2024)
RR
Delaware(8/26/2024)
RR
District of Columbia(8/26/2024)
RR
Florida(8/26/2024)
RR
Georgia(8/26/2024)
RR
Hawaii(8/26/2024)
RR
Idaho(8/26/2024)
RR
Illinois(8/26/2024)
RR
Indiana(8/26/2024)
RR
Iowa(8/26/2024)
RR
Kansas(8/26/2024)
RR
Kentucky(8/26/2024)
RR
Louisiana(8/26/2024)
RR
Maine(8/26/2024)
RR
Maryland(8/26/2024)
RR
Massachusetts(8/26/2024)
RR
Michigan(8/26/2024)
RR
Minnesota(8/26/2024)
RR
Mississippi(8/26/2024)
RR
Missouri(8/26/2024)
RR
Montana(8/28/2024)
RR
Nebraska(8/26/2024)
RR
Nevada(8/26/2024)
RR
New Hampshire(8/26/2024)
RR
New Jersey(8/26/2024)
RR
New Mexico(8/26/2024)
RR
New York(8/26/2024)
RR
North Carolina(8/26/2024)
RR
North Dakota(8/26/2024)
RR
Ohio(8/26/2024)
RR
Oklahoma(8/26/2024)
RR
Oregon(8/26/2024)
RR
Pennsylvania(8/26/2024)
RR
Puerto Rico(8/26/2024)
RR
Rhode Island(8/26/2024)
RR
South Carolina(8/26/2024)
RR
South Dakota(8/26/2024)
RR
Tennessee(8/26/2024)
IAR
Texas(11/3/2003)
RR
Texas(8/26/2024)
RR
Utah(8/26/2024)
RR
Vermont(8/26/2024)
RR
Virgin Islands(8/26/2024)
RR
Virginia(8/26/2024)
RR
Washington(8/26/2024)
RR
West Virginia(8/26/2024)
RR
Wisconsin(8/26/2024)
RR
Wyoming(8/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 5/22/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
D&
DODGE & COX
DODGE & COX
CRD#: 104596 / SEC#: 801-1895
RIA
Registered Investment Advisory firm - (3/14/1959 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
555 California Street 40th Floor, San Francisco, CA 94104
Mailing Address
Phone number
(415) 981-1710
Established
Firm type
Fiscal year end
# of Employees
326
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 735 |
| AUM (Assets Under Management) | $ 400,289,337,103 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
