GH
George R. Howard
CENTAURUS FINANCIAL
Germantown, TN 38138
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CRD#: 2958866
GH
Professional summary
George Reynolds Howard III is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Germantown, Tennessee.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. George has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PART OWNER, NJH INC., 2214 KIMBROUGH WOODS, GERMANTOWN, TN 38139, BULK ICE MACHINES, ICE VENDING BUSINESS, NON INVESTMENT RELATED SINCE 01/1/2019, AND I SPEND APPROX. 3 HOURS ON THIS OUTSIDE BUSINESS DOING MAINTENANCE WORK.
2. ASSET ADVISORY GROUP, NON-INVESTMENT RELATED, 1926 EXETER RD., GERMANTOWN, TN 38138, DBA, IAR, RR, L&H AGENT, SINCE 5/1/2018.
CRS (Client Relationship Summary) - RIA
Click below to view George Reynolds Howard III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view George Reynolds Howard III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2018 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1926 Exeter Road, Germantown, TN 38138RIA
BD
CRD#: 30833
Germantown, TN
Current
May 15, 2018 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1926 Exeter Road, Germantown, TN 38138RIA
BD
CRD#: 30833
Germantown, TN
Past
September 30, 2015 - May 21, 2018
BFC PLANNING, INC.
RIA
CRD#: 119682
Germantown, TN
Past
September 30, 2015 - May 21, 2018
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
Germantown, TN
Past
December 18, 2009 - September 30, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124446
GERMANTOWN, TN
Past
December 18, 2009 - September 30, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
GERMANTOWN, TN
Past
May 17, 2007 - January 5, 2010
BOLTON SECURITIES CORPORATION
RIA
CRD#: 129376
GERMANTOWN, TN
Past
August 2, 2005 - December 31, 2009
BOLTON GLOBAL CAPITAL
BD
CRD#: 15650
GERMANTOWN, TN
Past
July 1, 2003 - August 2, 2005
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MEMPHIS, TN
Past
July 1, 2003 - August 2, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
March 16, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
MEMPHIS, TN
Past
March 16, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
November 28, 1997 - March 23, 2001
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/8/2020)
RR
Arizona(6/5/2018)
RR
Arkansas(7/16/2018)
IAR
Arkansas(6/25/2021)
RR
Colorado(9/29/2021)
IAR
Colorado(9/29/2021)
RR
Florida(6/5/2018)
IAR
Florida(1/14/2021)
RR
Georgia(6/6/2018)
RR
Mississippi(6/5/2018)
IAR
Mississippi(6/11/2018)
RR
North Carolina(8/7/2018)
IAR
North Carolina(3/4/2021)
IAR
Tennessee(5/17/2018)
RR
Tennessee(1/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Germantown, TN 38138TRUST BUT VERIFY
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