William C. Shope

TIDAL PARTNERS

New York, NY 10003

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CRD#: 2958835

Professional summary

William Charles Shope JR, who also goes by William Charles Shope, Bill Shope, is a registered financial professional currently at TIDAL PARTNERS located in New York, New York.

William is registered as a RR (Registered Representative) and started their career in finance in 1998. William has worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

William Charles Shope | Bill Shope

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Charles Shope JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2025 - Present

TIDAL PARTNERS

Office #1: 860 Broadway 5th Floor, New York, NY 10003

CRD#: 323885

New York, NY

Past

August 23, 2010 - July 7, 2016

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

May 28, 2008 - August 31, 2010

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

June 21, 2002 - May 21, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

June 23, 2000 - April 17, 2002

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

December 21, 1998 - June 22, 2000

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

September 10, 1998 - November 23, 1998

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

February 12, 1998 - August 12, 1998

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/23/2025)

Exams

State Security Law Exam

Series 63

Date: 8/22/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/11/2025

General Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 8/13/2025

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 7/29/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 12/27/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 2/11/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TIDAL PARTNERS

TIDAL PARTNERS | TIDAL PARTNERS, LLC

CRD#: 323885 / SEC#: , 8-71026

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

260 Homer Avenue Suite 101, Palo Alto, CA 94301

Mailing Address

260 Homer Avenue Suite 101, Palo Alto, CA 94301

Phone number

(650) 748-9021

Established

Delaware since 08/01/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TIDAL PARTNERS HOLDINGS LP	MANAGER AND SOLE MEMBER
HANDLER, DAVID ALAN	CO-FOUNDER	1824416
HYON, ELIZABETH SUSAN	CHIEF OPERATING OFFICER AND GENERAL COUNSEL
NEEQUAYE, DAVID K.	CO-FOUNDER/CCO	4840648
ROCHE, PASCAL	FINOP/PFO/POO	5920968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William C. Shope

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Charles Shope JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

CREDIT SUISSE SECURITIES (USA) LLC

J.P. MORGAN SECURITIES INC.

ABN AMRO INCORPORATED

UBS SECURITIES LLC

ROBERTSON STEPHENS, INC.

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/22/2025

Series 7TO

Date: 9/11/2025

Series 79TO

Date: 8/13/2025

SIE

Date: 7/29/2025

Series 87

Date: 12/27/2004

Series 7

Date: 2/11/1998

FINRA

Current Firm

TIDAL PARTNERS

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TIDAL PARTNERS

TRUST BUT VERIFY

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