David B. Hindi

OAKGROWTH WEALTH MANAGEMENT LLC

Pasadena, CA 91101

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CRD#: 2958810

Professional summary

David Bassam Hindi, CFP®, who also goes by David B Hindi, is a registered financial advisor currently at OAKGROWTH WEALTH MANAGEMENT LLC located in Pasadena, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. David has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David B Hindi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed life and health insurance agent located at 301 N Lake Ave, Suite 600, Pasadena, CA 91101. My business is not investment-related, and I have been in this position since 2000. I devote approximately 10 hours per month to this role, working about 2-3 hours each week. My duties involve providing life and health insurance services, advising clients, and managing policy applications to ensure their needs are met.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Bassam Hindi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

December 14, 2020 - Present

OAKGROWTH WEALTH MANAGEMENT LLC

Office #1: 301 N. Lake Ave Suite 600, Pasadena, CA 91101

RIA

CRD#: 311604

Pasadena, CA

Past

February 20, 2003 - December 14, 2020

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Pasadena, CA

Past

May 10, 2002 - December 14, 2020

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Pasadena, CA

Past

January 28, 1998 - April 9, 2002

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/15/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/11/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/27/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OAKGROWTH WEALTH MANAGEMENT LLC

FAIR OAKS WEALTH MANAGEMENT LLC | OAKGROWTH WEALTH MANAGEMENT LLC

CRD#: 311604 / SEC#:

California

Registered Investment Advisory firm - (12/14/2020 Approved)

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Contact information

Main Address

301 N. Lake Ave Suite 600, Pasadena, CA 91101

Mailing Address

Phone number

(626) 585-8880

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 16,891,851

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David B. Hindi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Bassam Hindi's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAKGROWTH WEALTH MANAGEMENT LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/1999

Series 63

Date: 12/15/1997

SIE

Date: 10/1/2018

Series 7

Date: 3/11/1999

Series 6

Date: 1/27/1998

Current Firm

OAKGROWTH WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OAKGROWTH WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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