David D. Bennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Dean Bennett was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1998. David had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2019 - December 8, 2020
WORLD INVESTMENTS, LLC
January 4, 2016 - September 12, 2017
VOYA FINANCIAL ADVISORS, INC.
August 10, 2012 - December 31, 2015
WORLD INVESTMENTS, LLC
September 8, 2009 - August 9, 2012
LPL FINANCIAL LLC
August 1, 2005 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
November 9, 2004 - July 28, 2005
WORTHMARK FINANCIAL SERVICES, LLC
December 2, 2003 - November 5, 2004
MONY SECURITIES CORPORATION
January 21, 1998 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
