William J. Leo
Professional summary
William J Leo, who also goes by Bill Leo, William J Leo Jr, William J Leo, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Cornelia, Georgia.
William is registered as a RR (Registered Representative) and started their career in finance in 1997. William has worked at 6 firms and has passed the Series 63, SIE, Series 6TO and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William J Leo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2021 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 186 Cornelia Crossing Shopping Center, Cornelia, GA 30531-3400May 8, 2014 - December 31, 2016
PRINCIPAL SECURITIES, INC.
October 1, 2000 - September 11, 2002
WELLS FARGO CLEARING SERVICES, LLC
October 1, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
October 23, 1997 - June 10, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 23, 1997 - June 10, 1999
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2021)
Exams
Series 6TO
Date: 1/15/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Cornelia, GA 30531-3400TRUST BUT VERIFY
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