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Lindsley Cameron Alderman

STONEX FINANCIAL
WINTER PARK, FL
·CRD# 2957930·28 years experience

Professional Summary

Lindsley Cameron Alderman, who also goes by Lin Alderman, is a registered financial advisor currently at STONEX FINANCIAL INC. located in Winter Park, Florida and STONEX SECURITIES INC. located in Winter Park, Florida. Lindsley is registered as a RR (Registered Representative) and started their career in finance in 1998. Lindsley has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 24, Series 9 and Series 10...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lin Alderman

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

STONEX FINANCIAL INC.·CRD# 45993
BD
329 Park Avenue North Suite 350, Winter Park, FL 32789
September 25, 2025 - Present
STONEX SECURITIES INC.·CRD# 18456
BD
329 Park Avenue N. Suite 350, Winter Park, FL 32789
September 25, 2025 - Present
R.J. O'BRIEN SECURITIES, LLC·CRD# 143624
BD
Winter Park, FL
September 25, 2025 - May 26, 2026
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
August 10, 2018 - November 20, 2024
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
August 13, 2013 - June 15, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
RIA
Dallas, TX
November 7, 2012 - June 10, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Dallas, TX
January 13, 2012 - June 10, 2013
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Westlake, TX
October 31, 2000 - December 9, 2011
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
March 16, 1998 - August 23, 2000

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Current Firm

SS
STONEX SECURITIES INC.

C G MATON FINANCIAL SERVICES , INC. | STONEX WEALTH MANAGEMENT | STONEX SECURITIES INC. | STERNE AGEE FINANCIAL SERVICES, INC. | SOUTHEAST NETWORK EQUITIES GROUP, INC. | SAL FINANCIAL SERVICES, INC. | SA STONE WEALTH MANAGEMENT INC. | INVESTECH CAPITAL CORPORATION | CAPITAL GROWTH MANAGEMENT INC.

CRD#: 18456 / SEC#: 8-36638
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243

Mailing Address

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243

Phone Number

(800) 292-2411

Established

Delaware since 01/22/2002

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEX GROUP INC.100% OWNER—
DAVISON, STUART ANDREWDIRECTOR7824576
DUNAWAY, WILLIAM JOHNDIRECTOR6505923
HUGO, MARK ERICPOO2177412
LYON, CHARLES MARTINDIRECTOR4000852
MAURER, MARK LDIRECTOR4234406
MCAUSLAN, JAMES BUCHANANDIRECTOR7658964
PARKER, BRIAN LANECHIEF COMPLIANCE OFFICER, ROSFP4635848
PORZIO, JOSEPH JOHNCFO / PFO / FINOP1319702
RICHARDSON, MARCUS BRYANTCHIEF OPERATING OFFICER / CEO3037932
SHEA, KEVINSECRETARY8263627
SMITH, PHILIP ANDREWDIRECTOR, CHAIRMAN OF THE BOARD4999097

Disclosures

Regulatory Event

9

Arbitration

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/1/2025)
RR
Florida
(9/30/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2012About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1998About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2021About the Series 24 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Apr 2005About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Feb 2005About the Series 10 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Lindsley Cameron Alderman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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