David M. Breedlove

DEAN WEALTH MANAGEMENT

Lindale, TX 75771

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CRD#: 29577

Professional summary

David Michael Breedlove SR, who also goes by David Michael Breedlove, Mike Breedlove, is a registered financial advisor currently at DEAN WEALTH MANAGEMENT, LLC located in Lindale, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. David has worked at 17 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Michael Breedlove | Mike Breedlove

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-MKB MANAGEMENT COMPANY, LLC, 1024 Pruitt Place, Tyler, TX. Managing Member, Start Date 8/2004. 6-10 HRS/MO during business hours, 6-10 HRS/MO outside business hours. 2-MKB LAND, LTD., 1024 Pruitt Place, Tyler, TX. General Partner as Managing Member of LLC, Start Date 8/2004, Owns various Real Estate investments. 1-5 HRS/MO during business hours, 1-5 HRS/MO outside business hours. 3-MKB INVESTMENTS, LTD., 1024 Pruitt Place, Tyler, TX. General Partner as Managing Member of LLC, Start Date 8/2004, 1-5 HRS/MO during business hours, 1-5 HRS/MO outside business hours. 4- BREEDLOVE INTERESTS LLC, TYLER, TX. Managing Member, Start Date 8/2004.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Breedlove SR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 9, 2020 - Present

DEAN WEALTH MANAGEMENT, LLC

Office #1: 17074 Hwy. 20 W., Lindale, TX 75771

RIA

CRD#: 172563

Lindale, TX

Past

November 19, 2013 - November 3, 2020

CONCORDE ASSET MANAGEMENT, LLC

RIA

CRD#: 140367

TYLER, TX

Past

April 20, 2012 - November 3, 2020

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

TYLER, TX

Past

February 26, 2007 - December 31, 2013

ONYX WEALTH ADVISORS, INC.

RIA

CRD#: 119558

DALLAS, TX

Past

February 8, 2007 - April 19, 2012

CAMBRIDGE LEGACY SECURITIES L.L.C.

CRD#: 103722

TYLER, TX

Past

September 5, 2002 - February 13, 2007

AMERICAN GENERAL SECURITIES INCORPORATED

RIA

CRD#: 13626

TYLER, TX

Past

July 29, 2002 - February 13, 2007

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

TYLER, TX

Past

July 27, 2001 - July 31, 2002

WALNUT STREET ADVISERS INC

RIA

CRD#: 109903

TYLER, TX

Past

June 13, 2001 - July 26, 2002

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

August 22, 2000 - June 7, 2001

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

August 4, 1998 - September 21, 2000

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

Past

April 10, 1997 - July 23, 1998

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

February 27, 1995 - April 8, 1997

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

January 9, 1991 - February 10, 1995

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

January 24, 1990 - February 12, 1991

DALLAS SECURITIES INVESTMENT CORPORATION

CRD#: 6647

Past

October 19, 1987 - January 1, 1990

BANKERS TRANSACTION SERVICES, INC.

CRD#: 10592

Past

January 13, 1982 - December 21, 1987

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Past

May 1, 1979 - September 18, 1981

USLIFE EQUITY SALES CORP.

CRD#: 7962

Past

February 28, 1975 - May 1, 1979

USLIFE EQUITY SALES CORP

CRD#: 6815

Past

February 12, 1970 - February 28, 1975

USLIFE EQUITY SALES CORP.

CRD#: 914

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/4/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 1/20/1970

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/28/2002

General Securities Principal Examination

Current Firm

DEAN WEALTH MANAGEMENT, LLC

DEAN WEALTH MANAGEMENT, LLC | SWORDS WEALTH MANAGEMENT, LLC

CRD#: 172563 / SEC#:

Texas

Registered Investment Advisory firm - (10/2/2014 Approved)

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Contact information

Main Address

17074 Hwy 20 W., Lindale, TX 75771

Mailing Address

Phone number

(903) 526-6669

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	357
AUM (Assets Under Management)	$ 47,412,752

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Breedlove

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Breedlove SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE INVESTMENT SERVICES, LLC

ONYX WEALTH ADVISORS, INC.

CAMBRIDGE LEGACY SECURITIES L.L.C.

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED

WALNUT STREET ADVISERS INC

WALNUT STREET SECURITIES, INC.

OSAIC FS, INC.

OGILVIE SECURITY ADVISORS CORPORATION

OSAIC FS, INC.

WS GRIFFITH SECURITIES, INC.

OSAIC FS, INC.

DALLAS SECURITIES INVESTMENT CORPORATION

BANKERS TRANSACTION SERVICES, INC.

GREEN HILL FINANCIAL SERVICE CORPORATION

USLIFE EQUITY SALES CORP.

USLIFE EQUITY SALES CORP

USLIFE EQUITY SALES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/4/1996

SIE

Date: 10/1/2018

Series 1

Date: 1/20/1970

Series 24

Date: 3/28/2002

Current Firm

DEAN WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DEAN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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