Brian J. Garrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian John Garrow was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1998. Brian had worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2013 - February 19, 2025
MCAP LLC
August 27, 2001 - March 25, 2013
STONEX FINANCIAL INC.
January 8, 2001 - November 1, 2001
INTERNATIONAL ASSETS ADVISORY, LLC
November 1, 2000 - January 17, 2001
MORGAN STANLEY DW INC.
September 23, 1998 - November 1, 2000
MORGAN STANLEY DEAN WITTER ONLINE INC.
January 1, 1998 - June 10, 1998
INTERNATIONAL ASSETS ADVISORY, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/18/2001
Limited Representative-Equity Trader ExamCurrent Firm
MCAP LLC
CRD#: 139515 / SEC#: , 8-67217
Contact information
FINRA licenses (19 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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