James M. Marrone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Matthew Marrone JR was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1998. James had worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2015 - January 23, 2026
PALISADE CAPITAL MANAGEMENT, LP
October 24, 2013 - May 31, 2024
FORESIDE FUND SERVICES, LLC
January 15, 2009 - November 1, 2010
FUNDS DISTRIBUTOR, LLC
November 21, 2008 - January 15, 2009
FORESIDE DISTRIBUTION SERVICES, L.P.
April 19, 1999 - September 19, 2008
BEAR STEARNS ASSET MANAGEMENT INC.
October 12, 1998 - July 8, 2008
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
PALISADE CAPITAL MANAGEMENT, LP
CRD#: 104581 / SEC#: 801-48401
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PALISADE CAPITAL MANAGEMENT, LP
CRD#: 104581 / SEC#: 801-48401
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,412 |
| AUM (Assets Under Management) | $ 4,225,941,279 |
Red Flags
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