James M. Marrone

PALISADE CAPITAL MANAGEMENT, LP

Fort Lee, NJ 07024-7102

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CRD#: 2957547

Professional summary

James Matthew Marrone JR is a registered financial advisor currently at PALISADE CAPITAL MANAGEMENT, LP located in Fort Lee, New Jersey.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. James has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Palisade Capital Management, LP, FT. LEE, NJ, INVESTMENT RELATED, START DATE 11/8/2012, MANAGING DIRECTOR, SALES AND MARKETING FOR INVESTMENT MANAGEMENT FIRM, 160 HRS/MTH WITH 130 HRS DURING TRADING. IN ADDITION TO BEING AN INVESTMENT ADVISOR REPRESENTATIVE OF PALISADES CAPITAL MANAGEMENT L.L.C., THIS ASSOCIATE IS A REGISTERED REPRESENTATIVE OF FORESIDE FUND SERVICES, LLC, AN UNAFFILIATED BROKER DEALER. THE ASSOCIATE IS A REGISTERED REPRESENTATIVE FOR PURPOSES OF FORESIDE FUND SERVICES, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Matthew Marrone JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2015 - Present

PALISADE CAPITAL MANAGEMENT, LP

Office #1: 1 Bridge Plaza North Suite 1095, Fort Lee, NJ 07024-7102

RIA

CRD#: 104581

Fort Lee, NJ

Past

October 24, 2013 - May 31, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Fort Lee, NJ

Past

January 15, 2009 - November 1, 2010

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

NEW YORK, NY

Past

November 21, 2008 - January 15, 2009

FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634

NEW YORK, NY

Past

April 19, 1999 - September 19, 2008

BEAR STEARNS ASSET MANAGEMENT INC.

RIA

CRD#: 113359

NEW YORK, NY

Past

October 12, 1998 - July 8, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALISADE CAPITAL MANAGEMENT, LP

PALISADE CAPITAL MANAGEMENT LLC | PALISADE CAPITAL MANAGEMENT, LP

CRD#: 104581 / SEC#: 801-48401

RIA

Registered Investment Advisory firm - (2/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/27/2015)

IAR

Illinois
(4/17/2015)

IAR

Maine
(3/26/2015)

IAR

Ohio
(3/26/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/2/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/24/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/22/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/17/2014

General Securities Principal Examination

Current Firm

PALISADE CAPITAL MANAGEMENT, LP

PALISADE CAPITAL MANAGEMENT LLC | PALISADE CAPITAL MANAGEMENT, LP

CRD#: 104581 / SEC#: 801-48401

RIA

Registered Investment Advisory firm - (2/7/1995 Approved)

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Contact information

Main Address

1 Bridge Plaza North Suite 1095, Fort Lee, NJ 07024-7102

Mailing Address

Phone number

(201) 585-7733

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PALISADE CAPITAL MANAGEMENT FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	2,412
AUM (Assets Under Management)	$ 4,225,941,279

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James M. Marrone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Matthew Marrone JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

FUNDS DISTRIBUTOR, LLC

FORESIDE DISTRIBUTION SERVICES, L.P.

BEAR STEARNS ASSET MANAGEMENT INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

PALISADE CAPITAL MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 63

Date: 1/2/2014

Series 66

Date: 7/24/1998

SIE

Date: 10/1/2018

Series 7

Date: 11/18/1998

Series 6

Date: 10/22/1997

Series 24

Date: 12/17/2014

Current Firm

PALISADE CAPITAL MANAGEMENT, LP

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALISADE CAPITAL MANAGEMENT, LP

TRUST BUT VERIFY

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