Gary S. Ackerman
Professional summary
Gary Steven Ackerman is a registered financial professional currently at WORLD INVESTMENTS, LLC located in Fort Lee, New Jersey.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1998. Gary has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Steven Ackerman's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 18, 2003 - Present
WORLD INVESTMENTS, LLC
July 17, 2002 - December 31, 2003
C.J.M. ASSET MANAGEMENT, LLC
June 20, 2000 - December 31, 2003
C. J. M. PLANNING CORP.
December 18, 1998 - June 14, 2000
CARLIN EQUITIES, LLC
January 1, 1998 - March 13, 1998
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/18/2003)
(12/18/2003)
(11/13/2007)
(12/18/2003)
(12/18/2003)
(11/4/2019)
(3/10/2011)
(1/20/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/1/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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