Richard L. Sanford
Professional summary
Richard Lee Sanford II, who also goes by Richard Lee Sanford, Rick Sanford, is a registered financial advisor currently at WHITENER CAPITAL MANAGEMENT, INC located in Rocky Mount, North Carolina.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Richard has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Lee Sanford II's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2011 - Present
WHITENER CAPITAL MANAGEMENT, INC
Office #1: 3993 Sunset Avenue, Rocky Mount, NC 27804January 19, 2004 - February 10, 2004
WHITENER CAPITAL MANAGEMENT, INC
November 12, 1997 - January 8, 2004
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
WHITENER CAPITAL MANAGEMENT, INC
CRD#: 106865 / SEC#: 801-31219
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/4/2011)
(11/14/2016)
Exams
Current Firm
WHITENER CAPITAL MANAGEMENT, INC
CRD#: 106865 / SEC#: 801-31219
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,446 |
| AUM (Assets Under Management) | $ 506,099,007 |
Red Flags
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