AA
Aaron M. Alonzo
CAPITAL ANALYSTS
Tucson, AZ 85712
Some features on this profile are disabled
CRD#: 2957273
AA
Professional summary
Aaron Michael Alonzo, who also goes by Aaron M Alonzo, is a registered financial advisor currently at CAPITAL ANALYSTS located in Tucson, Arizona and LINCOLN INVESTMENT located in Tucson, Arizona.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Aaron has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aaron M Alonzo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ANTHEM POSITION: agent NATURE: group term life INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/31/1998 ADDRESS: p.o. 182361, Columbus OH 43218, United States DESCRIPTION: 0 BLUE CROSS BLUE SHEILD POSITION: Health Insurance agent NATURE: health Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/31/1997 ADDRESS: p.o. box 2924, phoenix AZ 85062, United States DESCRIPTION: zero AIM WEALTH PARTNERS, LLC POSITION: 100% Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/10/2020 ADDRESS: 2850 N. Swan Rd., Suite 120, Tucson AZ 85712, United States DESCRIPTION: pay bills for property. ALONZO FINANCIAL SERVICES, INC. POSITION: Owner/President NATURE: Tax and Accounting purposes INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/17/2001 ADDRESS: 2850 N. Swan Rd., Ste 120, Tucson AZ 85712, United States DESCRIPTION: Book keeping and payroll.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Michael Alonzo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2017 - Present
CAPITAL ANALYSTS
Office #1: Alonzo Financial Services 4514 East Camp Lowell Drive, Tucson, AZ 85712RIA
CRD#: 162200
Tucson, AZ
Current
January 3, 2017 - Present
LINCOLN INVESTMENT
Office #1: 2850 N Swan Rd Suite 120, Tucson, AZ 85712RIA
BD
CRD#: 519
Tucson, AZ
Past
July 7, 2011 - October 4, 2019
LEGEND ADVISORY, LLC
RIA
CRD#: 104761
Tucson, AZ
Past
July 14, 1998 - January 3, 2017
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
Tucson, AZ
Past
December 3, 1997 - July 15, 1998
CRI SECURITIES, LLC
BD
CRD#: 22589
ST. PAUL, MN
Past
December 3, 1997 - July 15, 1998
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2019)
RR
Arizona(1/3/2017)
IAR
Arizona(10/11/2017)
RR
California(1/3/2017)
RR
Colorado(1/3/2017)
RR
Connecticut(8/4/2025)
RR
District of Columbia(1/3/2022)
RR
Florida(1/3/2022)
RR
Hawaii(7/25/2019)
RR
Idaho(7/25/2019)
RR
Illinois(1/3/2017)
RR
Iowa(7/25/2019)
RR
Louisiana(1/4/2019)
RR
Maryland(8/4/2025)
RR
Massachusetts(1/3/2017)
RR
Michigan(7/25/2019)
RR
Minnesota(1/3/2017)
RR
Missouri(6/11/2018)
RR
Nebraska(1/3/2017)
RR
Nevada(7/25/2019)
RR
New Mexico(1/3/2017)
RR
New York(8/8/2018)
RR
North Carolina(8/4/2025)
RR
North Dakota(8/4/2025)
RR
Ohio(1/4/2021)
RR
Oklahoma(8/4/2025)
RR
Oregon(1/3/2017)
RR
South Carolina(8/4/2025)
RR
Texas(1/3/2017)
RR
Utah(1/9/2018)
RR
Virginia(1/3/2017)
RR
Washington(5/25/2017)
RR
Wisconsin(1/3/2017)
RR
Wyoming(8/4/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232
Mailing Address
Phone number
(800) 242-1421
Established
Firm type
Fiscal year end
# of Employees
739
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
