Dwain A. Blake

ABW

Townsend, GA

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CRD#: 2957249

Professional summary

Dwain Arthur Blake, CLU®, who also goes by Dwain Arthur Blake II, is a registered financial advisor currently at ABW, LLC located in Townsend, Georgia.

Dwain is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Dwain has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dwain Arthur Blake Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dwain Blake, Sole Proprietor; Investment Related; Insurance Agent; Fixed Insurance Sales; Townsend, GA; Approximately 30 hours spent per month; Approximately 20 hours per month during securities trading hours; Started 01/2017.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dwain Arthur Blake's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CLU^®

Chartered Life Underwriter

Experience

Current

July 2, 2020 - Present

ABW, LLC

RIA

CRD#: 309104

Townsend, GA

Past

June 3, 2019 - December 16, 2020

CRG WEALTH, LLC

RIA

CRD#: 300615

LAS VEGAS, NV

Past

October 17, 2017 - May 24, 2019

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

Statesboro, GA

Past

September 14, 2017 - May 28, 2019

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

RALEIGH, NC

Past

August 16, 2016 - February 11, 2017

CAMARDA WEALTH ADVISORY GROUP

RIA

CRD#: 113784

FLEMING ISLAND, FL

Past

August 20, 2013 - August 15, 2016

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

JACKSONVILLE, FL

Past

July 29, 2013 - August 15, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

JACKSONVILLE, FL

Past

May 14, 2013 - July 12, 2013

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

MIDLOTHIAN, VA

Past

December 23, 2010 - July 12, 2013

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

MIDLOTHIAN, VA

Past

May 4, 2010 - December 16, 2010

NYLIFE SECURITIES LLC

CRD#: 5167

SAVANNAH, GA

Past

June 10, 2008 - April 5, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

SAVANANAH, GA

Past

April 25, 2001 - May 18, 2001

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

January 27, 1998 - May 2, 2008

NYLIFE SECURITIES LLC

CRD#: 5167

SAVANNAH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/16/2021)

IAR

Georgia
(7/2/2020)

IAR

North Carolina
(10/8/2020)

IAR

Texas
(9/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/9/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/5/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/30/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/26/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/1/2010

General Securities Principal Examination

Current Firm

ABW, LLC

ABW, LLC | ARTHURBLAKEWEALTH, LLC

CRD#: 309104 / SEC#:

Florida

Registered Investment Advisory firm - (12/16/2021 Approved)

Georgia

Registered Investment Advisory firm - (7/2/2020 Approved)

North Carolina

Registered Investment Advisory firm - (10/7/2020 Approved)

Texas

Registered Investment Advisory firm - (9/29/2021 Approved)

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Contact information

Main Address

Townsend, GA

Mailing Address

Phone number

(912) 856-5007

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	63
AUM (Assets Under Management)	$ 5,172,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dwain A. Blake

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dwain Arthur Blake's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRG WEALTH, LLC

MODERN CAPITAL ADVISORS, LLC

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CAMARDA WEALTH ADVISORY GROUP

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

MML INVESTORS SERVICES, LLC

NEW ENGLAND SECURITIES

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/9/2013

Series 63

Date: 1/5/1998

SIE

Date: 10/1/2018

Series 7

Date: 10/30/2006

Series 6

Date: 1/26/1998

Series 24

Date: 3/1/2010

Current Firm

ABW, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ABW, LLC

TRUST BUT VERIFY

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