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Michael Arthur Brannock

BRYANT & BRANNOCK, LLC.
DURHAM, NC
·CRD# 2957099·28 years experience

Professional Summary

Michael Arthur Brannock is a registered financial advisor currently at BRYANT & BRANNOCK, LLC. located in Durham, North Carolina. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

BRYANT & BRANNOCK, LLC.·CRD# 148254
RIA
5315 Highgate Drive Suite 105, Durham, NC 27713
July 20, 2010 - Present
GROVE POINT INVESTMENTS, LLC·CRD# 1763
BD
Durham, NC
July 19, 2010 - December 31, 2016
FIRST ALLIED SECURITIES, INC.·CRD# 32444
RIA
Cary, NC
December 1, 2008 - July 20, 2010
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
Cary, NC
December 1, 2008 - July 20, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
RIA
Cary, NC
December 31, 2001 - December 5, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Cary, NC
May 21, 1999 - December 5, 2008
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
December 5, 1997 - March 24, 1999

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Current Firm

B&
BRYANT & BRANNOCK, LLC.

BRYANT & BRANNOCK | BRYANT INVESTMENT MANAGEMENT GROUP, LLC | BRYANT INVESTMENT MANAGEMENT GROUP | BRYANT & BRANNOCK, LLC. | BRYANT & BRANNOCK, LLC

CRD#: 148254
Florida
Registered Investment Advisory firm - Florida (11/9/2012 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (10/8/2008 Approved)
South Carolina
Registered Investment Advisory firm - South Carolina (12/1/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (9/11/2014 Conditional Restricted)
Virginia
Registered Investment Advisory firm - Virginia (2/26/2009 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

5315 Highgate Drive Suite 105, Durham, NC 27713

Phone Number

(919) 493-4614

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

183

AUM (Assets Under Management)

$62,910,302

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BRYANT AND BRANNOCK, LLC POSITION: Partner NATURE: Insurance Sales (Investment-Related OBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2016 ADDRESS: 5315 Highgate Dr., Suite 105, Durham NC 27713 DESCRIPTION: I am licensed to sell Life Insurance and Long Term Care Insurance. I will occasionally provide quotes as the result of financial planning for my clients.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
North Carolina
(7/20/2010)
IAR
Texas
(9/11/2014)
IAR
Virginia
(1/26/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2002About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Arthur Brannock's CRS (Customer Relationship Summary).

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