Michael A. Brannock

BRYANT & BRANNOCK.

Durham, NC 27713

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CRD#: 2957099

Professional summary

Michael Arthur Brannock is a registered financial advisor currently at BRYANT & BRANNOCK, LLC. located in Durham, North Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BRYANT AND BRANNOCK, LLC POSITION: Partner NATURE: Insurance Sales (Investment-Related OBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2016 ADDRESS: 5315 Highgate Dr., Suite 105, Durham NC 27713 DESCRIPTION: I am licensed to sell Life Insurance and Long Term Care Insurance. I will occasionally provide quotes as the result of financial planning for my clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Arthur Brannock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2010 - Present

BRYANT & BRANNOCK, LLC.

Office #1: 5315 Highgate Drive Suite 105, Durham, NC 27713

RIA

CRD#: 148254

Durham, NC

Past

July 19, 2010 - December 31, 2016

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

DURHAM, NC

Past

December 1, 2008 - July 20, 2010

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

CARY, NC

Past

December 1, 2008 - July 20, 2010

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

CARY, NC

Past

December 31, 2001 - December 5, 2008

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

CARY, NC

Past

May 21, 1999 - December 5, 2008

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

CARY, NC

Past

December 5, 1997 - March 24, 1999

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/20/2010)

IAR

Texas
(9/11/2014)

IAR

Virginia
(1/26/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/8/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/4/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/30/2002

General Securities Principal Examination

Current Firm

BRYANT & BRANNOCK, LLC.

BRYANT & BRANNOCK | BRYANT INVESTMENT MANAGEMENT GROUP, LLC | BRYANT INVESTMENT MANAGEMENT GROUP | BRYANT & BRANNOCK, LLC. | BRYANT & BRANNOCK, LLC

CRD#: 148254 / SEC#:

Florida

Registered Investment Advisory firm - (11/9/2012 Terminated)

North Carolina

Registered Investment Advisory firm - (10/8/2008 Approved)

South Carolina

Registered Investment Advisory firm - (12/1/2011 Terminated)

Texas

Registered Investment Advisory firm - (9/11/2014 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (2/26/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5315 Highgate Drive Suite 105, Durham, NC 27713

Mailing Address

Phone number

(919) 493-4614

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	185
AUM (Assets Under Management)	$ 54,841,072

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Brannock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Arthur Brannock's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROVE POINT INVESTMENTS, LLC

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/1997

Series 63

Date: 12/8/1997

SIE

Date: 12/31/2016

Series 7

Date: 12/4/1997

Series 24

Date: 5/30/2002

Current Firm

BRYANT & BRANNOCK, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRYANT & BRANNOCK, LLC.

TRUST BUT VERIFY

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