Robert W. Algeo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert William Algeo was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1968. Robert had worked at 4 firms and has passed the Series 65, Series 1 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2017 - September 9, 2017
THE ALGEO GROUP, LLC
July 18, 2013 - December 31, 2016
THE ALGEO GROUP, LLC
June 23, 1982 - November 22, 1983
DREXEL BURNHAM LAMBERT INCORPORATED
September 27, 1976 - August 13, 1977
CIBC WORLD MARKETS CORP.
March 12, 1968 - November 2, 1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/8/1968
Registered Representative ExaminationCurrent Firm
THE ALGEO GROUP, LLC
CRD#: 165572 / SEC#:
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Withdrawn | 4/3/2013 |
Red Flags
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