Richard A. Ronnestad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Alan Ronnestad, CFP®, who also goes by Rich Ronnestad, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1997. Richard had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2016 - April 28, 2017
INDEPENDENT FINANCIAL PLANS, LLC
April 16, 2014 - March 15, 2016
USAA FINANCIAL PLANNING SERVICES
April 15, 2014 - March 15, 2016
USAA FINANCIAL ADVISORS, INC.
June 26, 2002 - April 25, 2006
DAVIDSON INVESTMENT ADVISORS, INC.
April 11, 2002 - April 28, 2010
D.A. DAVIDSON & CO.
November 10, 1997 - April 28, 2010
D.A. DAVIDSON & CO.
State Registrations and Notice Filings
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Exams
Current Firm
INDEPENDENT FINANCIAL PLANS, LLC
CRD#: 283867 / SEC#:
Contact information
Red Flags
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