Bradley J. Wheeler

SHAKER INVESTMENTS

Beachwood, OH 44122-7337

Some features on this profile are disabled

CRD#: 2956910

Professional summary

Bradley James Wheeler is a registered financial advisor currently at SHAKER INVESTMENTS located in Beachwood, Ohio.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Bradley has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley James Wheeler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2018 - Present

SHAKER INVESTMENTS

Office #1: 3201 Enterprise Parkway Suite 310, Beachwood, OH 44122-7337

RIA

CRD#: 119135

Beachwood, OH

Past

March 29, 2007 - June 30, 2017

CLEVELAND RESEARCH COMPANY LLC

CRD#: 142230

CLEVELAND, OH

Past

October 21, 2002 - July 14, 2006

FTN EQUITY CAPITAL MARKETS CORP.

CRD#: 119625

CLEVELAND, OH

Past

January 2, 2001 - October 21, 2002

FHN FINANCIAL SECURITIES CORP.

CRD#: 46346

MEMPHIS, TN

Past

November 6, 1997 - January 2, 2001

FIFTH THIRD/MAXUS SECURITIES INC

CRD#: 6790

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHAKER INVESTMENTS

SHAKER INVESTMENT LLC | SHAKER INVESTMENTS, L.L.C. | SHAKER INVESTMENTS, INC. | SHAKER INVESTMENTS LLC | SHAKER INVESTMENTS

CRD#: 119135 / SEC#: 801-60907

RIA

Registered Investment Advisory firm - (1/1/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/21/2000

General Securities Principal Examination

Current Firm

SHAKER INVESTMENTS

SHAKER INVESTMENT LLC | SHAKER INVESTMENTS, L.L.C. | SHAKER INVESTMENTS, INC. | SHAKER INVESTMENTS LLC | SHAKER INVESTMENTS

CRD#: 119135 / SEC#: 801-60907

RIA

Registered Investment Advisory firm - (1/1/2002 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3201 Enterprise Parkway Suite 310, Beachwood, OH 44122-7337

Mailing Address

Phone number

(216) 292-2950

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SHAKER INVESTMENTS FORM ADV 2A FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	274
AUM (Assets Under Management)	$ 253,099,411

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Boris Kagarlitskiy

KEY INVESTMENT SERVICES LLC

IAR

University Heights, OH

James Magyari

COMMONWEALTH FINANCIAL NETWORK

IAR

Solon, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bradley J. Wheeler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley James Wheeler's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLEVELAND RESEARCH COMPANY LLC

FTN EQUITY CAPITAL MARKETS CORP.

FHN FINANCIAL SECURITIES CORP.

FIFTH THIRD/MAXUS SECURITIES INC

Primary Firm SEC Registration

SHAKER INVESTMENTS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/21/1997

SIE

Date: 6/30/2017

Series 7

Date: 10/23/1997

Series 24

Date: 6/21/2000

Current Firm

SHAKER INVESTMENTS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHAKER INVESTMENTS

TRUST BUT VERIFY

Similar Advisors