Kelli O. Milz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelli O'brien Milz, who also goes by Kelli Margaret Milz, Kelli Margaret O'brien, Kelli Margaret Obrien, was a registered financial professional .
Kelli is a previously registered financial professional and started their career in finance in 1997. Kelli had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 1999 - October 9, 2002
CLARK STREET CAPITAL, INC.
November 2, 1998 - August 27, 1999
STOCK USA, INC.
September 28, 1998 - November 17, 1998
COMPUTER CLEARING SERVICES INC
October 23, 1997 - May 27, 1998
A.J. MICHAELS & CO., LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/16/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 3/2/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CLARK STREET CAPITAL, INC.
CRD#: 38304 / SEC#: , 8-48222
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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