William Patrick Nugent

William Nugent is an instructor for the University of California, Los Angeles Extension program. He spends six hours per week teaching financial planning courses during the spring and fall semesters and receives a salary. This is not investment related. Bill has been contracted out since September, 2022 as a financial planner for Origin Financial which is based in Boston, MA (177 Huntington Ave, Ste. 1703 PMB 50966 Boston, MA 02115-3153). With Origin, he provides planning services for employees who have access to Origin via their employee benefits department. Bill is paid an hourly wage for this work and typically spends 2-4 hours per month in this role. There is no relationship that exists between Convey Wealth LLC and Origin Financial. This arrangement may present a material conflict of interest because Bill might be incentivized to refer Origin's clients to Convey Wealth LLC's services. Though this is highly unlikely, Bill will address this conflict of interest by conducting proper due diligence with any prospective clients and will only accept clients if Convey Wealth LLC's services are truly suitable to the client's needs. This is investment related. Bill has been contracted out since August of 2023 as a retirement education specialist for Monarch Plan Advisors (3355 Cochran St, Suite 101, Simi Valley CA 93065). Monarch is an independent firm focused on servicing 401k plans. In this role, Bill conducts group workshops and 1/1 presentations helping people understand their 401k plans. He receives an hourly payment and typically spends 5-10 hours per month in this role. There is no relationship that exists between Convey Wealth LLC and Monarch Plan Advisors. This arrangement may present a material conflict of interest because Bill might be incentivized to refer Monarch Plan Advisors' clients to Convey Wealth LLC's services. Though this is highly unlikely, Bill will address this conflict of interest by conducting proper due diligence with any prospective clients and will only accept clients if Convey Wealth LLC's services are truly suitable to the client's needs.