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William Patrick Nugent

William P. Nugent

CONVEY WEALTH
BURBANK, CA 91505
Some features on this profile are disabled
CRD#: 2956882
William Patrick Nugent
William Patrick NugentCONVEY WEALTH

Professional summary

William Patrick Nugent, CFP®, who also goes by Bill Nugent, is a registered financial advisor currently at CONVEY WEALTH LLC located in Burbank, California.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. William has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary
Paid By: Fixed / Negotiated Fee
Paid By: Retainer
Paid By: Hourly
Min. Asset: $100K–$250K

Services Offered

Business Services
Retirement Planning
Risk Management & Insurance
Tax Planning
Investment Management
Financial Planning
Estate & Legacy Planning

Specializations

ESG & Impact Investing

Biography

Bill’s 25-year career began with one of the industry’s oldest and most respected wealth management firms. There, he focused on non-profit and public sector clients and drew inspiration from mission-driven professionals who dedicated their careers to caring for others. Having led hundreds of live workshops during his career, Bill is skilled at expressing complex topics in an understandable manner. He believes in customization and focuses on each client’s goals to drive the investment management process. In addition to providing personalized attention to his clients, he believes strongly in professional mentorship and enjoys teaching financial planning at UCLA. Bill is a CERTIFIED FINANCIAL PLANNER™ as an IRS Enrolled Agent. He received both his bachelor’s and master’s degrees from the University of Massachusetts at Amherst. At UMass, Bill met his wife, Suzanne. They now live in Los Angeles, where they raise their 8-year-old son to root for his home team (Go, Dodgers) but still root for their home team too. (Go, Red Sox)

Aliases

Bill Nugent

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Patrick Nugent's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2003

Experience

Current

September 6, 2022 - Present

CONVEY WEALTH LLC

Office #1: 4100 W. Alameda Ave 300, Burbank, CA 91505
RIA
CRD#: 322622
BURBANK, CA
Past

August 11, 2023 - July 14, 2026

MONARCH PLAN ADVISORS

RIA
CRD#: 286612
SHERMAN OAKS, CA
Past

September 29, 2022 - January 12, 2026

ORIGIN INVESTMENT ADVISORY LLC

RIA
CRD#: 305353
SHERMAN OAKS, CA
Past

October 18, 2021 - February 18, 2022

COMPOSITION WEALTH, LLC

RIA
CRD#: 143483
LOS ANGELES, CA
Past

July 29, 2019 - June 24, 2021

THE MATHER GROUP, LLC

RIA
CRD#: 156005
CHICAGO, IL
Past

May 21, 2015 - July 15, 2019

MERCER GLOBAL ADVISORS INC.

RIA
CRD#: 147363
Sherman Oaks, California 91403, CA
Past

January 26, 2011 - May 5, 2015

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
SHERMAN OAKS, CA
Past

January 12, 2009 - May 4, 2015

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
MISSION VIEJO, CA
Past

November 8, 2006 - June 20, 2008

U.S. BANCORP ADVISORS, LLC

RIA
CRD#: 14455
SAN FRANCISCO, CA
Past

November 8, 2006 - June 20, 2008

U.S. BANCORP ADVISORS, LLC

BD
CRD#: 14455
SAN FRANCISCO, CA
Past

April 21, 2006 - August 25, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SAN FRANCISCO, CA
Past

April 18, 2006 - August 25, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
SAN FRANCISCO, CA
Past

October 17, 1997 - April 7, 2006

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/6/2022)
IAR
Massachusetts
(1/3/2024)
IAR
Texas
(7/2/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/20/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/6/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/4/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/16/1997
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CW
CONVEY WEALTH LLC
CONVEY WEALTH LLC

CRD#: 322622 / SEC#:

California
Registered Investment Advisory firm - (9/6/2022 Approved)
Massachusetts
Registered Investment Advisory firm - (1/3/2024 Approved)
Texas
Registered Investment Advisory firm - (5/21/2025 Conditional Restricted)
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Contact information

Main Address
Sherman Oaks, CA
Mailing Address
14431 Ventura Boulevard 251, Sherman Oaks, CA 91423
Phone number
(310) 397-4373
Established
Firm type
Fiscal year end
# of Employees
0

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts142
AUM (Assets Under Management)$ 44,718,588

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONVEY WEALTH LLC

CRD#: 322622Burbank, CA 91505

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