Markus D. Bruderer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Markus Daniel Bruderer was a registered financial professional .
Markus is a previously registered financial professional and started their career in finance in 1997. Markus had worked at 5 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2021 - May 21, 2021
UNFCU ADVISORS LLC
August 5, 2020 - May 19, 2021
COPPER FINANCIAL
August 17, 2004 - March 11, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 22, 2000 - May 14, 2004
JULIUS BAER SECURITIES INC.
November 3, 1997 - July 14, 2000
DEUTSCHE BANK SECURITIES INC.
Primary Firm SEC Registration
UNFCU ADVISORS LLC
CRD#: 136572 / SEC#: 801-67069
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/5/2020
General Securities Representative ExaminationCurrent Firm
UNFCU ADVISORS LLC
CRD#: 136572 / SEC#: 801-67069
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 31,768,224 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
