Shane A. Russell

BAHL & GAYNOR

Bloomfield Hills, MI

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CRD#: 2956774

Professional summary

Shane Alan Russell, who also goes by Shane Russell, is a registered financial advisor currently at BAHL & GAYNOR INC located in Bloomfield Hills, Michigan and QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

Shane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Shane has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shane Russell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Bahl & Gaynor Investment Council; Investment related; Bloomfield Hills, MI; Sales and Service; Institutional Portfolio Consultant; Start 01/2024; 160 hours per month; Discussing marketing company securities to existing and potential clients In addition to being an Investment Advisor Representative of BG IS, LLC, this associate is a Registered Representative of Quasar Distributors, LLC an unaffiliated Broker Dealer. The associate is a Registered Representative for purposes of Quasar Distributors, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Alan Russell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2025 - Present

BAHL & GAYNOR INC

RIA

CRD#: 106139

Bloomfield Hills, MI

Current

February 29, 2024 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 103848

Portland, ME

Past

April 25, 2013 - January 5, 2024

CAPITAL CLIENT GROUP, INC.

RIA

CRD#: 6247

LOS ANGELES, CA

Past

June 8, 2012 - January 5, 2024

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

LOS ANGELES, CA

Past

September 29, 2006 - May 18, 2012

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

PLAINSBORO, NJ

Past

September 29, 2006 - May 16, 2012

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

NEW YORK, NY

Past

March 11, 2003 - September 29, 2006

MERRILL LYNCH INVESTMENT MANAGERS LP

RIA

CRD#: 105068

BLOOMFIELD, MI

Past

May 23, 2001 - September 29, 2006

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Past

March 27, 2001 - March 27, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 5, 1999 - January 10, 2001

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

June 9, 1998 - February 3, 1999

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

April 7, 1998 - April 21, 1998

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAHL & GAYNOR INC

BAHL & GAYNOR INC | BAHL & GAYNOR INVESTMENT COUNSEL

CRD#: 106139 / SEC#: 801-36951

RIA

Registered Investment Advisory firm - (7/13/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arkansas
(2/7/2025)

IAR

Colorado
(1/13/2025)

Indiana
(2/29/2024)

IAR

Indiana
(9/23/2025)

IAR

Kansas
(1/17/2025)

Michigan
(2/29/2024)

IAR

Michigan
(9/25/2025)

IAR

Montana
(1/9/2025)

Ohio
(2/29/2024)

IAR

Ohio
(9/23/2025)

IAR

Wyoming
(1/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/23/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/25/2013

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

BAHL & GAYNOR INC

BAHL & GAYNOR INC | BAHL & GAYNOR INVESTMENT COUNSEL

CRD#: 106139 / SEC#: 801-36951

RIA

Registered Investment Advisory firm - (7/13/1990 Approved)

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Contact information

Main Address

255 East Fifth Street Suite 2700, Cincinnati, OH 45202

Mailing Address

Phone number

(513) 287-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAHL & GAYNOR ADV PART 2A (11/18/2025)

BAHL & GAYNOR ADV PART 2B (11/18/2025)

Regulatory assets under management

Total Number of Accounts	3,201
AUM (Assets Under Management)	$ 21,240,513,254

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shane A. Russell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Alan Russell's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

MERRILL LYNCH INVESTMENT MANAGERS LP

FAM DISTRIBUTORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NUVEEN SECURITIES, LLC

TD AMERITRADE, INC.

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

BAHL & GAYNOR INC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/2002

Series 63

Date: 6/23/1998

SIE

Date: 10/1/2018

Series 7

Date: 3/23/1998

Series 26

Date: 3/25/2013

FINRA

Current Firm

BAHL & GAYNOR INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAHL & GAYNOR INC

TRUST BUT VERIFY

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