JT
Jevon K. Thomas
WORLD EQUITY GROUP
Irvine, CA 92618
Some features on this profile are disabled
CRD#: 2956717
JT
Professional summary
Jevon Kelvin Thomas is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Irvine, California.
Jevon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jevon has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Jevon Thomas Retirement Plan Consultants. Investment Related. Start Date 01/01/2016. 7254 Fenway Dr., Unit D. Westminster, CA 92683. Retirement/401K Consultant. Owner/Director of Retirement Plans. Consult of employer Sponsored Retirement Plans. Approx No Hrs/Mo: 20. Approx. No. Hrs/Mo during securities trading: 2.
2) BTA Advisory Group, Investment Related. Start date: 1/16/2016. 15520 Rockfield Blvd. #G, Irvine, CA, 92618. Retirement/401K Consultant and Director of Retirement Plans. Consult on Employer Sponsored Retirement Plans. Approx. No. Hrs/Mo: 30. Approx. Hrs/Mo during trading hours: 3.
3) Wealth-Teams Solutions, Investment Related. Start date: 1/1/2016. 15520 Rockfield Blvd. Irvine, CA, 92618. Retirement/401K Consultant and Director of Retirement Plans. Consult Advisors of Wealth-Teams on qualified retirement plans. Approx. No. Hrs/Mo: 0. Approx. Hrs/Mo during trading hours: 0.
4) Omega 9, Not Investment Related. Start Date: 1/1/2021. 7254 Fenway Dr., Unit D. Westminster, CA 92683. Owner. Introduce clients and construction engineers and vendors to each other. Approx. No. Hrs/Mo: 4. Approx. Hrs/Mo during trading hours: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Jevon Kelvin Thomas's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jevon Kelvin Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2017 - Present
WORLD EQUITY GROUP, INC.
Office #1: 15520 Rockfield Blvd Suite G, Irvine, CA 92618RIA
BD
CRD#: 29087
Irvine, CA
Current
October 5, 2017 - Present
WORLD EQUITY GROUP, INC.
Office #1: 15520 Rockfield Blvd Suite G, Irvine, CA 92618RIA
BD
CRD#: 29087
Irvine, CA
Past
November 8, 2005 - January 6, 2016
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
IRVINE, CA
Past
July 18, 2005 - January 6, 2016
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
IRVINE, CA
Past
November 7, 1997 - July 14, 2004
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/5/2017)
RR
California(10/5/2017)
IAR
California(10/5/2017)
RR
Illinois(6/25/2019)
RR
Washington(10/5/2017)
RR
Wisconsin(10/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
