Edward E. Fernandez
Professional summary
Edward Eric Fernandez is a registered financial professional currently at CAPULENT LLC located in Irvine, California.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2001. Edward has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Eric Fernandez's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2017 - Present
CAPULENT LLC
Office #1: 2603 Main St Ste 1050, Irvine, CA 92614June 2, 2016 - February 23, 2018
BOUSTEAD SECURITIES, LLC
February 5, 2015 - June 1, 2016
BROKERBANK SECURITIES, INC.
January 12, 2012 - June 2, 2014
DMK ADVISOR GROUP, INC.
July 11, 2001 - December 22, 2011
PACIFIC CORNERSTONE CAPITAL INCORPORATED
January 10, 2001 - January 11, 2001
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/3/2018)
(10/6/2017)
(11/6/2018)
(3/10/2021)
(10/5/2017)
(1/15/2019)
(11/7/2018)
(4/9/2021)
(6/12/2019)
(11/7/2018)
(11/1/2017)
(11/2/2021)
(4/28/2021)
(11/29/2018)
(8/28/2023)
(10/5/2017)
(7/15/2021)
(10/5/2017)
(6/10/2019)
(6/13/2019)
(1/4/2019)
(1/8/2019)
(9/29/2021)
(4/2/2021)
(6/10/2019)
(2/13/2019)
(8/23/2019)
(4/7/2021)
(11/16/2018)
(10/5/2017)
(10/5/2017)
(10/5/2017)
(12/8/2020)
(10/5/2017)
(6/30/2021)
(11/20/2018)
(6/10/2019)
(6/12/2019)
(12/22/2020)
(7/14/2021)
(10/5/2017)
(11/7/2018)
(6/10/2019)
(11/6/2018)
(11/26/2018)
(3/9/2021)
(10/5/2017)
Exams
FINRA
Current Firm
CAPULENT LLC
CRD#: 155155 / SEC#: , 8-68699
Contact information
FINRA licenses (47 States and Territories)
Red Flags
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