Jon D. Mauro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon David Mauro, who also goes by J.d. None, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1997. Jon had worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - November 9, 2020
REALTY MENTORS
January 14, 2009 - May 10, 2010
GRUBB & ELLIS SECURITIES, INC.
October 28, 2004 - January 5, 2007
FEDERATED INVESTMENT COUNSELING
September 30, 2004 - January 5, 2007
FEDERATED SECURITIES CORP.
November 25, 1997 - November 16, 1999
DELAWARE DISTRIBUTORS, L.P.
State Registrations and Notice Filings
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Exams
Current Firm
REALTY MENTORS
CRD#: 290304 / SEC#:
Contact information
Red Flags
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