David W. Horvat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David William Horvat, who also goes by David W Horvat, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1998. David had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2013 - August 16, 2017
SHARE FINANCIAL SERVICES, INC.
July 25, 2011 - January 29, 2013
CND FINANCIAL LTD.
February 25, 2004 - March 25, 2011
STRONGTOWER FINANCIAL, INC.
July 2, 1999 - February 10, 2004
RIVES, LEAVELL & CO.
January 23, 1998 - September 28, 1998
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHARE FINANCIAL SERVICES, INC.
CRD#: 11226 / SEC#: , 8-16207
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
