PL
Peter J. Lugodemenkini
TRANSAMERICA FINANCIAL ADVISORS
San Juan, PR 00969
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CRD#: 2956274
PL
Professional summary
Peter Joseph Lugodemenkini is a registered financial professional currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in San Juan, .
Peter is registered as a RR (Registered Representative) and started their career in finance in 1997. Peter has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." PETER J. LUGO-DE-MENKINI; 09/28/2015; FARMER; NOT RELATED; URB.CALDAS, 1977 JOSE FIDALGO DIAZ ST, SAN JUAN, PR 00926; FARMING-FRUIT CROPS (AVOCADOS); 20 HRS/MO; 1 TRADING; OVERALL SUPERVISION AND MARKETING. Alpha Phi Omega National Service Fraternity - Puerto Rico Alumni Association/ 0122-Present/ Investment Related: No /Gpo Box 368158, San Juan, PR 00936/Vice-President / Board Member/ Hrs. Work Monthly: 8 / Sec Trading Hrs: 4/ Designing & implementing service projects to the community, developing programs to recruiting member from former APO member which have become alumni UNIVERSAL LIFE:YES/PO BOX 71338,SAN JUAN,PR 00936/INSURANCES SALES/INDEPENDENT INSURANCE AGENT/12.1.2008/5/0/I WILL AND HAVE ONLY OFFERED THE FIXED IRAS AND FIXED ANNUITIES (FOR PENSION PLANS DUE TO TAX ADVANTAGES ONLY AVAILABLE IN PR) TO CURRENT CUSTOMERS. I WILL NOT DISCUSS,SOLICIT OR RECOMMEND ANY OF THE OTHER PRODUCTS. TRANSAMERICA LIFE INSURANCE:YES/4333 EDGEWOOD RD. NE,CEDAR RAPIDS,IA 52499/THE COMPANY OFFERS MANY FINANCIAL PRODUCTS.HOWEVER, IN THE PAST I ONLY OFFERED TERM INSURANCE WHEN THIS WAS APPROVED AS AN OBA PRIOR TO BEING MERGED WITH TFA./INDEPENDENT INSURANCE AGENT/10.1.1997/0/0/ I AM OLY RECEIVING PAST TRAILS AND RENEWALS. AS THE MERGER (1/6/2012) ALL NEW BUSINESS IS BEING SUBMITTED THROUGH WFG. LUGO P&C: NO/URB.CALDAS,1977 JOSE FIDALGO DIAZ ST, SAN JUAN, PR 00926/PROPERTY & CASUALTY PRODUCTS/INDEPENDENT AGENT/6.1.2016/8/0/SALES COSVI: NO/URB.VILLA NEVAREZ, 400 AMERICO MIRANDA AVE, SAN JUAN,PR 00926/THE COMPANY OFFERS MANY FINANCIAL PRODUCTS.THE PRODUCT I BE UTILIZING IS THE TEMPORARY NON-OCCUPTIONAL DISABILITY INSURANCE-PUERTO RICO STATE DISABILITY INSURANCE (SINOT) ACRONYM IN SPANISH/INDEPENDENT INSURANCE AGENT/4.1.1998/4/0/ I WILL AND HAVE ONLY OFFERED THE TEMPORARY NON-OCCUPATIONAL DISABILITY INSURANCE-PUERTO RICO STATE DISABILITY INSURANCE (SINOT) ACRONYM IN SPANISH TO POSSIBLE AND CURRENT CUSTOMERS. I WILL NOT DISCUSS, SOLICIT OR RECOMMEND ANY OF THE OTHER PRODUCT UNIQUE INSURANCE GROUP, LLC POSITION: Independent Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/24/2022 ADDRESS: Calle Albolote #19 Altos, Tiffany Plaza, Guaynabo PR 00969, United States DESCRIPTION: To offer Fix or Index Annuities to prospects or customers in response to their needs and wants.
CRS (Client Relationship Summary) - BD
Click below to view Peter Joseph Lugodemenkini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 894 Luis Munoz Rivera Ave Suite 211, San Juan, PR 00969RIA
BD
CRD#: 16164
San Juan, PR
Past
January 6, 2012 - December 7, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
PHILADELPHIA, PA
Past
August 12, 2009 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
GUAYNABO, PR
Past
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
GUAYNABO, PR
Past
October 30, 1997 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Puerto Rico(1/6/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
