Brenda L. Colon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brenda Leigh Colon was a registered financial professional .
Brenda is a previously registered financial professional and started their career in finance in 1998. Brenda had worked at 11 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2013 - December 13, 2013
WEALTHFORGE SECURITIES, LLC
December 4, 2012 - July 31, 2013
NEWOAK CAPITAL MARKETS LLC
August 27, 2012 - October 12, 2012
R. F. LAFFERTY & CO., INC.
May 31, 2012 - November 13, 2012
WEALTHFORGE SECURITIES, LLC
June 7, 2011 - March 13, 2012
BLOOMBERG TRADEBOOK LLC
March 15, 2011 - April 25, 2011
TRADE INFORMATICS LLC
May 19, 2008 - October 20, 2010
G-TRADE SERVICES LLC
August 16, 2007 - February 27, 2008
TRADITION SECURITIES AND DERIVATIVES LLC
September 2, 2003 - January 24, 2007
ABN AMRO INCORPORATED
January 2, 2003 - July 21, 2003
JEFFERIES LLC
October 18, 1999 - December 31, 2002
CITIGROUP GLOBAL MARKETS INC.
February 17, 1998 - October 5, 1999
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/3/2008
Limited Representative-Equity Trader ExamCurrent Firm
WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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