Margo A. Steahly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margo Aimee Steahly, who also goes by Margo Aimee Colebourn-boryk, Margo Aimee' Colebourn-boryk, Margo Aimee Colebournboryk, was a registered financial professional .
Margo is a previously registered financial professional and started their career in finance in 1998. Margo had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2024 - May 2, 2025
ARETE WEALTH MANAGEMENT, LLC
January 29, 2018 - November 7, 2023
WEALTHFORGE SECURITIES, LLC
March 21, 2013 - January 2, 2018
SANDLAPPER SECURITIES, LLC
October 26, 2010 - August 28, 2012
USAA FINANCIAL PLANNING SERVICES
October 26, 2010 - August 28, 2012
USAA FINANCIAL ADVISORS, INC.
December 24, 2008 - July 28, 2010
MCL FINANCIAL GROUP, INC.
February 10, 2005 - June 2, 2005
JAMES HAROLD GOODE, JR.
May 28, 2003 - September 29, 2003
BANC ONE SECURITIES CORPORATION
May 27, 2003 - September 29, 2003
BANC ONE SECURITIES CORPORATION
June 11, 2001 - October 1, 2002
CITICORP INVESTMENT SERVICES
May 16, 1998 - May 29, 2001
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
