Anthony A. Grate
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Alexander Grate, who also goes by Anthony Grate, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2000. Anthony had worked at 3 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2004 - November 30, 2020
FIRST CITIZENS CAPITAL SECURITIES, LLC
March 14, 2002 - November 2, 2004
GE CAPITAL MARKETS, INC.
June 26, 2000 - February 8, 2001
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationSeries 79TO
Date: 12/22/2022
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 12/22/2022
Operations Professional ExaminationCurrent Firm
FIRST CITIZENS CAPITAL SECURITIES, LLC
CRD#: 41504 / SEC#: , 8-49466
Contact information
FINRA licenses (49 States and Territories)
Documents
Red Flags
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