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CK

Christopher K. Kelly

CAPSOUTH WEALTH MANAGEMENT
Apex, NC
Some features on this profile are disabled
CRD#: 2955789
CK

Professional summary

Christopher Kevin Kelly, who also goes by Chris Kevin Kelly, is a registered financial advisor currently at CAPSOUTH WEALTH MANAGEMENT located in Apex, North Carolina.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Christopher has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chris Kevin Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Kevin Kelly's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 17, 2025 - Present

CAPSOUTH WEALTH MANAGEMENT

RIA
CRD#: 132517
Apex, NC
Past

October 18, 2013 - November 16, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
ELMIRA, NY
Past

October 3, 2013 - November 16, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
ELMIRA, NY
Past

October 9, 2009 - October 17, 2011

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
MILWAUKEE, WI
Past

August 24, 2009 - October 17, 2011

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
MILWAUKEE, WI
Past

July 14, 2008 - April 8, 2009

WALNUT STREET SECURITIES, INC.

RIA
CRD#: 15840
MADISON, WI
Past

July 14, 2008 - April 8, 2009

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
MADISON, WI
Past

December 18, 2006 - June 2, 2008

TRANSAMERICA INVESTORS SECURITIES, LLC

BD
CRD#: 32205
IRVING, TX
Past

September 21, 2005 - December 20, 2006

BAKER TILLY CAPITAL, LLC

BD
CRD#: 115333
MADISON, WI
Past

October 10, 2002 - December 20, 2006

BAKER TILLY INVESTMENT ADVISORS

RIA
CRD#: 111264
MADISON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAPSOUTH WEALTH MANAGEMENT
CAPSOUTH PARTNERS, INC. | CAPTRUST PARTNERS | CAPTRUST FINANCIAL ADVISORS, INC. | CAPSOUTH WEALTH MANAGEMENT

CRD#: 132517 / SEC#: 801-63509

RIA
Registered Investment Advisory firm - (9/10/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(10/17/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/20/2006
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 8/22/2002
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/16/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/12/2005
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CW
CAPSOUTH WEALTH MANAGEMENT
CAPSOUTH PARTNERS, INC. | CAPTRUST PARTNERS | CAPTRUST FINANCIAL ADVISORS, INC. | CAPSOUTH WEALTH MANAGEMENT

CRD#: 132517 / SEC#: 801-63509

RIA
Registered Investment Advisory firm - (9/10/2004 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2216 W. Main Street, Dothan, AL 36301
Mailing Address
Phone number
(334) 673-8600
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CAPSOUTH PARTNERS, INC. DISCLOSURE BROCHURE PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts1,509
AUM (Assets Under Management)$ 884,373,284

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPSOUTH WEALTH MANAGEMENT

CRD#: 132517Apex, NC

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