Tammy L. Freeman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tammy Lynn Freeman, who also goes by Tammy Lynn Castillo, Tammy Tucker Castillo, Tammy Lynn Tucker, was a registered financial professional .
Tammy is a previously registered financial professional and started their career in finance in 2000. Tammy had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2015 - December 12, 2018
TITLEIST CAPITAL, LLC
January 27, 2014 - December 12, 2018
TITLEIST CAPITAL, LLC
September 21, 2011 - September 21, 2012
TITLEIST CAPITAL, LLC
September 1, 2011 - September 21, 2012
TITLEIST CAPITAL, LLC
August 12, 2010 - May 10, 2011
SWBC INVESTMENT SERVICES, LLC
March 13, 2003 - October 1, 2009
INVESTMENT PROFESSIONALS, INC.
August 10, 2001 - February 11, 2002
MML INVESTORS SERVICES, LLC
March 3, 2000 - June 30, 2000
U.S. GLOBAL BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TITLEIST CAPITAL, LLC
CRD#: 126136 / SEC#: 801-80959, 8-65859
Contact information
FINRA licenses (16 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
