Timothy L. Pittman
Professional summary
Timothy Leon Pittman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Timothy is a previously registered financial advisor and started their career in finance in 1998. Prior to being barred, Timothy had worked at 6 firms, which includes PITTMAN CAPITAL MANAGEMENT, SIGNATURE FINANCIAL GROUP INC., FIRST MONTAUK SECURITIES CORP., FIRST SECURITIES USA INC., MUTUAL SECURITIES INC., MORGAN STANLEY DW INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2008 - August 6, 2009
PITTMAN CAPITAL MANAGEMENT
February 28, 2006 - March 18, 2010
SIGNATURE FINANCIAL GROUP, INC.
February 26, 2004 - February 17, 2006
FIRST MONTAUK SECURITIES CORP.
August 8, 2001 - February 17, 2006
FIRST MONTAUK SECURITIES CORP.
December 21, 1999 - August 3, 2001
FIRST SECURITIES USA, INC.
June 2, 1999 - December 15, 1999
MUTUAL SECURITIES, INC.
August 27, 1998 - April 26, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
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