Michelle A. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Ann Anderson, who also goes by Michelle Ann Fields, Michelle Ann Spar, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 1997. Michelle had worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2004 - July 5, 2017
RTS PRIVATE WEALTH MANAGEMENT
November 28, 1997 - April 16, 2002
BANKOH INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RTS PRIVATE WEALTH MANAGEMENT
CRD#: 117676 / SEC#: 801-66830
Contact information
Red Flags
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