RO
Robert C. Orbin
CITIZENS SECURITIES
West Hazleton, PA 18202
Some features on this profile are disabled
CRD#: 2955624
RO
Professional summary
Robert Carl Orbin Jr, who also goes by Bob Orbin, Robert Carl Orbin Jr, Robert Carl Orbin, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in West Hazleton, Pennsylvania.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Orbin | Robert Carl Orbin Jr | Robert Carl Orbin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES;
INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: FIXED INSURANCE;
START DATE: 08/2016;
APX NUMBER OF HOURS PER WEEK: VARIES;
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES;
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT;
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE;
2. NAME OF OTHER BUSINESS: TAMAQUA POLICE PENSION COMMISSION;
INVESTMENT RELATED: NO;
ADDRESS: 320 EAST BROAD STREET, TAMAQUA, PA 18252;
NATURE OF BUSINESS: POLICE PENSION FUNDS;
START DATE: 01/2019;
POSITION/TITLE/RELATIONSHIP: POLICE PENSION COMMISSION MEMBER;
APX NUMBER OF HOURS PER WEEK: 1;
APX NUMBER OF HOURS DURING TRADING HOURS: 1;
BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS AND REVIEW INVESTMENT HOLDINGS;
3. NAME OF OTHER BUSINESS: MAUCH CHUNK TRUST COMPANY - MAUCH CHUNK TRUST WEALTH MANAGEMENT;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: BANK;
POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE;
START DATE: 01/2020;
APX NUMBER OF HOURS PER WEEK: 40;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5;
BRIEF DESCRIPTION OF DUTIES: INVESTMENT SERVICES;
4. NAME OF OTHER BUSINESS: MAUCH CHUNK TRUST WEALTH MANAGEMENT;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: INVESTMENT AND WEALTH MANAGEMENT;
START DATE: 01/2020;
POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE;
APX NUMBER OF HOURS PER WEEK: 40;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5;
BRIEF DESCRIPTION OF DUTIES: INVESTMENT SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Robert Carl Orbin Jr's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Carl Orbin Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2024 - Present
CITIZENS SECURITIES, INC.
Office #1: 40 West Broad St Mailstop: 18u-0018, West Hazleton, PA 18202Office #2: 351 Kidder St Mailstop: 18u-0010, Wilkes-barre, PA 18702Office #3: 196 South Wyoming Ave Mailstop: 18u-0014, Kingston, PA 18704RIA
BD
CRD#: 39550
West Hazleton, PA
Current
June 20, 2024 - Present
CITIZENS SECURITIES, INC.
Office #1: 40 West Broad St Mailstop: 18u-0018, West Hazleton, PA 18202Office #2: 351 Kidder St Mailstop: 18u-0010, Wilkes-barre, PA 18702Office #3: 196 South Wyoming Ave Mailstop: 18u-0014, Kingston, PA 18704RIA
BD
CRD#: 39550
West Hazleton, PA
Past
June 29, 2023 - April 5, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
JIM THORPE, PA
Past
August 19, 2016 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
JIM THORPE, PA
Past
August 19, 2016 - April 5, 2024
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
JIM THORPE, PA
Past
August 20, 2014 - August 9, 2016
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Plains, PA
Past
August 20, 2014 - August 9, 2016
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
PLAINS, PA
Past
April 1, 2011 - August 12, 2014
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
KINGSTON, PA
Past
February 29, 2008 - August 15, 2014
STERLING INVESTMENT ADVISORS LTD.
RIA
CRD#: 140710
KINGSTON, PA
Past
February 1, 2008 - April 27, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
KINGSTON, PA
Past
April 18, 2007 - February 5, 2008
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
February 12, 2003 - February 12, 2007
CURTIS SECURITIES, LLC
BD
CRD#: 104153
HAZLETON, PA
Past
March 28, 2002 - February 13, 2007
PRESWICK CAPITAL MANAGEMENT, LLC
RIA
CRD#: 112067
MEDIA, PA
Past
March 26, 2002 - May 9, 2002
CURTIS FINANCIAL ADVISORS, LLC
RIA
CRD#: 112476
MEDIA, PA
Past
February 15, 2002 - May 29, 2002
CURTIS SECURITIES, LLC
BD
CRD#: 104153
PHILADELPHIA, PA
Past
May 14, 2001 - October 11, 2001
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
October 1, 2000 - March 7, 2001
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
November 21, 1997 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(6/20/2025)
IAR
Delaware(6/26/2025)
RR
New Jersey(10/2/2024)
IAR
New Jersey(10/3/2024)
RR
Pennsylvania(6/20/2024)
IAR
Pennsylvania(6/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
