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Robert Carl Orbin Jr

CITIZENS SECURITIES
WEST HAZLETON, PA
·CRD# 2955624·29 years experience

Professional Summary

Robert Carl Orbin Jr, who also goes by Bob Orbin, Robert Carl Orbin Jr, Robert Carl Orbin, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in West Hazleton, Pennsylvania. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Orbin, Robert Carl Orbin Jr, Robert Carl Orbin

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

CITIZENS SECURITIES, INC.·CRD# 39550
RIA
BD
1. 40 West Broad St Mailstop: 18u-0018, West Hazleton, PA 182022. 196 South Wyoming Ave Mailstop: 18u-0014, Kingston, PA 187043. 351 Kidder St Mailstop: 18u-0010, Wilkes-barre, PA 18702
June 20, 2024 - Present
CITIZENS SECURITIES, INC.·CRD# 39550
RIA
BD
1. 40 West Broad St Mailstop: 18u-0018, West Hazleton, PA 182022. 196 South Wyoming Ave Mailstop: 18u-0014, Kingston, PA 187043. 351 Kidder St Mailstop: 18u-0010, Wilkes-barre, PA 18702
June 20, 2024 - Present
CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
Jim Thorpe, PA
June 29, 2023 - April 5, 2024
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
Jim Thorpe, PA
August 19, 2016 - June 29, 2023
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Jim Thorpe, PA
August 19, 2016 - April 5, 2024
ALLSTATE FINANCIAL ADVISORS, LLC·CRD# 109524
RIA
Plains, PA
August 20, 2014 - August 9, 2016
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Plains, PA
August 20, 2014 - August 9, 2016
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Kingston, PA
April 1, 2011 - August 12, 2014
STERLING INVESTMENT ADVISORS LTD.·CRD# 140710
RIA
Kingston, PA
February 29, 2008 - August 15, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Kingston, PA
February 1, 2008 - April 27, 2011
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
April 18, 2007 - February 5, 2008
CURTIS SECURITIES, LLC·CRD# 104153
BD
Hazleton, PA
February 12, 2003 - February 12, 2007
PRESWICK CAPITAL MANAGEMENT, LLC·CRD# 112067
RIA
Media, PA
March 28, 2002 - February 13, 2007
CURTIS FINANCIAL ADVISORS, LLC·CRD# 112476
RIA
Media, PA
March 26, 2002 - May 9, 2002
CURTIS SECURITIES, LLC·CRD# 104153
BD
Philadelphia, PA
February 15, 2002 - May 29, 2002
QUICK & REILLY, INC.·CRD# 11217
BD
New York, NY
May 14, 2001 - October 11, 2001
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
October 1, 2000 - March 7, 2001
FIRST UNION BROKERAGE SERVICES, INC.·CRD# 8112
BD
Charlotte, NC
November 21, 1997 - October 1, 2000

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Current Firm

CS
CITIZENS SECURITIES, INC.

CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES

CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)
Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)
Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)
Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)
New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)
New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)
Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

One Citizens Bank Way Jcb135, Johnston, RI 02919

Mailing Address

200 Station Drive Mws414, Westwood, MA 02090

Phone Number

(781) 364-1641

Established

Rhode Island since 09/21/1995

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

471

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CSI FORM ADV PART 2A MANAGED ACCOUNT PROGRAM BROCHURE 09022026 (9/3/2026)

Direct owners and executive officers

NamePositionCRD#
CITIZENS BANK, N.A.DIRECT OWNERSHIP—
ARNOLD, CHADCOO WEALTH, EXECUTIVE VICE PRESIDENT3076401
CARVALHO, KEVIN JOHNCHIEF FINANCIAL OFFICER6115556
CHERNY, MICHAELPRESIDENT4864410
SHORE, DAVID HOWARDCHIEF COMPLIANCE OFFICER2106767

Regulatory Assets Under Management

Total Number of Accounts

60,545

AUM (Assets Under Management)

$12,868,719,975

Disclosures

Regulatory Event

16

Arbitration

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2016; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: TAMAQUA POLICE PENSION COMMISSION; INVESTMENT RELATED: NO; ADDRESS: 320 EAST BROAD STREET, TAMAQUA, PA 18252; NATURE OF BUSINESS: POLICE PENSION FUNDS; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: POLICE PENSION COMMISSION MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS AND REVIEW INVESTMENT HOLDINGS; 3. NAME OF OTHER BUSINESS: MAUCH CHUNK TRUST COMPANY - MAUCH CHUNK TRUST WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BANK; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 01/2020; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: INVESTMENT SERVICES; 4. NAME OF OTHER BUSINESS: MAUCH CHUNK TRUST WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INVESTMENT AND WEALTH MANAGEMENT; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: INVESTMENT SERVICES;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.

CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES

CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)
Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)
Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)
Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)
New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)
New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)
Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Delaware
(6/20/2025)
IAR
Delaware
(6/26/2025)
RR
New Jersey
(10/2/2024)
IAR
New Jersey
(10/3/2024)
RR
Pennsylvania
(6/20/2024)
IAR
Pennsylvania
(6/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1997About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed May 2002About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Robert Carl Orbin Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Robert Carl Orbin Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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RO
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