Lynn A. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn A Mcdonald, who also goes by Lynn A Moshier, Lynn Anne Stratton, was a registered financial professional .
Lynn is a previously registered financial professional and started their career in finance in 1997. Lynn had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2007 - November 5, 2024
COOMBE FINANCIAL SERVICES, INC.
March 15, 2005 - August 30, 2006
MOMENTUM INDEPENDENT NETWORK INC.
February 5, 2001 - June 28, 2004
M&T SECURITIES, INC.
May 24, 2000 - February 9, 2001
LPL FINANCIAL LLC
October 28, 1997 - May 31, 2000
GUARANTY BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COOMBE FINANCIAL SERVICES, INC.
CRD#: 308 / SEC#: , 8-11700
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COOMBE, PHILIP III | PRES / SECRETARY / TREAS / DIR / FINOP/CCO | 1226396 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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