Luca S. Casellini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luca Stefano Casellini was a registered financial professional .
Luca is a previously registered financial professional and started their career in finance in 1997. Luca had worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2020 - February 9, 2024
ZANBATO SECURITIES LLC
March 24, 2014 - September 15, 2015
ALT FUND DISTRIBUTORS LLC
March 24, 2014 - February 13, 2020
FDX CAPITAL LLC
February 26, 2014 - March 25, 2014
TIGRESS FINANCIAL PARTNERS, LLC
May 5, 2008 - February 29, 2012
MOMENTUM TRADING PARTNERS, LLC
September 3, 1999 - May 5, 2008
INTESA SANPAOLO IMI SECURITIES CORP.
November 4, 1997 - June 30, 1998
HUNTER WORLD MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/11/1999
Limited Representative-Equity Trader ExamCurrent Firm
ZANBATO SECURITIES LLC
CRD#: 279028 / SEC#: , 8-69654
Contact information
FINRA licenses (41 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
