Jose M. Rodriguez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose M Rodriguez, who also goes by Jose M Rodrigues, Jose Manuel Rodriguez, was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 1999. Jose had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2006 - September 11, 2012
PORTIGON SECURITIES INC.
October 25, 2000 - January 4, 2005
ABN AMRO INCORPORATED
December 22, 1999 - October 27, 2000
DEAM INVESTOR SERVICES, INC.
July 8, 1999 - October 7, 1999
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PORTIGON SECURITIES INC.
CRD#: 10050 / SEC#: , 8-20494
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
