Donald M. Safstrom

TRUVESTMENTS CAPITAL LLC

Seattle, WA 98101

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CRD#: 2955281

Professional summary

Donald Mark Safstrom, CFP® is a registered financial advisor currently at TRUVESTMENTS CAPITAL LLC located in Seattle, Washington.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Donald has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Safstrom CPAs & Advisors, PLLC, President & CPA; Tax Preparation; 1201 Second Avenue, Suite 900, Seattle, WA 98101; Not Investment Related; 1/2024, 60+ hours per month; 60+ during trading hours/month Puget Sound Realty Advisors, LLC; Designated Broker/LLC Member; Commercial Property Management; 1201 Second Avenue, Suite 900, Seattle, WA 98101; Not Investment Related; 9/2000; 5 hours per month; 5 during trading hours/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Mark Safstrom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

October 21, 2024 - Present

TRUVESTMENTS CAPITAL LLC

Office #1: 1201 Second Avenue Suite 900, Seattle, WA 98101

RIA

CRD#: 291297

Seattle, WA

Past

November 9, 2017 - February 21, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LAKE OSWEGO, OR

Past

November 9, 2017 - February 21, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

LAKE OSWEGO, OR

Past

June 29, 2017 - November 1, 2017

FINANCIAL PLANNERS NORTHWEST, INC.

RIA

CRD#: 135563

Seattle, WA

Past

February 28, 2013 - November 8, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Seattle, WA

Past

February 28, 2013 - November 8, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Seattle, WA

Past

January 21, 1998 - March 4, 2013

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

SEATTLE, WA

Past

March 9, 1994 - March 4, 2013

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUVESTMENTS CAPITAL LLC

ELITE WEALTH ADVISORS | TRUVESTMENTS CAPITAL LLC | LILY WEALTH MANAGEMENT

CRD#: 291297 / SEC#: 801-112243

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(10/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/2/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/24/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRUVESTMENTS CAPITAL LLC

ELITE WEALTH ADVISORS | TRUVESTMENTS CAPITAL LLC | LILY WEALTH MANAGEMENT

CRD#: 291297 / SEC#: 801-112243

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

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Contact information

Main Address

5391 Lakewood Ranch Blvd N Suite #303, Sarasota, FL 34240

Mailing Address

Phone number

(941) 753-3814

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRUVESTMENTS CAPITAL LLC ADV BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	2,712
AUM (Assets Under Management)	$ 601,243,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald M. Safstrom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Mark Safstrom's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

FINANCIAL PLANNERS NORTHWEST, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX ADVISORY SERVICES

Primary Firm SEC Registration

TRUVESTMENTS CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/2/1998

Series 63

Date: 1/16/1998

SIE

Date: 10/1/2018

Series 7

Date: 3/18/1999

Series 6

Date: 12/24/1997

Current Firm

TRUVESTMENTS CAPITAL LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUVESTMENTS CAPITAL LLC

TRUST BUT VERIFY

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