Stephen W. Martin
OASIS WEALTH PLANNING ADVISORS
Nashville, TN
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CRD#: 2955244
Professional summary
Stephen Wood Martin, CFP® is a registered financial advisor currently at OASIS WEALTH PLANNING ADVISORS located in Nashville, Tennessee.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Stephen has worked at 3 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.
Biography
Steve Martin is a Nashville, TN and Atlanta, GA Fee-Only financial planner. Oasis Wealth Planning Advisors provides holistic financial planning, retirement planning, tax planning, and investment management to help clients plan for and navigate their unique retirement journey. Steve Martin, CFP®, CPA, JD, and his experienced team at Oasis Wealth serve near-retirees, retirees, and widows as fiduciaries and are never paid commissions of any kind.
Steve and his team serve individuals throughout the Southeast, including Middle Tennessee, Atlanta, and Central Florida. Steve and the Oasis team has several available meeting locations and can meet clients by video, by phone, or in person.
Work experience: Big 4 accounting (tax consultant), boutique tax law firm (tax and estate planning attorney), private banking (wealth planner). (His first job was as a bean counter...literally.)
Education/Credentials
BS, Accounting and Finance Indiana University Kelley School of Business
JD, Indiana University – Bloomington
Certified Public Accountant
Certified Financial Planner® Practitioner
Other info: Steve enjoys spending time with family and attends The Village Chapel. Steve loved his time as a Big Brother and was recently on the board of Big Brothers Big Sisters. Steve follows USA soccer and IU basketball, enjoys and dislikes golf when time permits, and loves to travel to new places. Steve is involved in his local Rotary.
Question & Answer
What are your service offerings?
Retirement Income Management
Comprehensive Financial Planni...
Estate Planning
Investment Planning
Retirement Planning
Tax Planning
Do you have an area of expertise or specialization?
Baby Boomers
Fixed Fee (Subscription, Retai...
Generation X
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Wood Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
October 24, 2016 - Present
OASIS WEALTH PLANNING ADVISORS
RIA
CRD#: 285474
Nashville, TN
Past
June 8, 2015 - May 16, 2016
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
NASHVILLE, TN
Past
June 1, 2015 - May 16, 2016
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
NASHVILLE, TN
Past
February 24, 2003 - January 20, 2005
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
COLUMBUS, OH
Past
October 23, 2002 - January 20, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OASIS WEALTH PLANNING ADVISORS
OASIS WEALTH PLANNING ADVISORS | OASIS WEALTH PLANNING ADVISORS, LLC
CRD#: 285474 / SEC#: 801-130696
RIA
Registered Investment Advisory firm - (7/16/2024 Approved)Alabama
Registered Investment Advisory firm - (8/1/2024 Terminated)Florida
Registered Investment Advisory firm - (8/1/2024 Terminated)Georgia
Registered Investment Advisory firm - (8/9/2024 Terminated)Tennessee
Registered Investment Advisory firm - (8/1/2024 Terminated)Texas
Registered Investment Advisory firm - (8/1/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/26/2017)
IAR
Georgia(2/11/2020)
IAR
Tennessee(10/24/2016)
IAR
Texas(6/28/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OASIS WEALTH PLANNING ADVISORS
OASIS WEALTH PLANNING ADVISORS | OASIS WEALTH PLANNING ADVISORS, LLC
CRD#: 285474 / SEC#: 801-130696
RIA
Registered Investment Advisory firm - (7/16/2024 Approved)Alabama
Registered Investment Advisory firm - (8/1/2024 Terminated)Florida
Registered Investment Advisory firm - (8/1/2024 Terminated)Georgia
Registered Investment Advisory firm - (8/9/2024 Terminated)Tennessee
Registered Investment Advisory firm - (8/1/2024 Terminated)Texas
Registered Investment Advisory firm - (8/1/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Nashville, TN
Mailing Address
Phone number
(615) 933-3314
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 819 |
| AUM (Assets Under Management) | $ 267,819,448 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
