CJ
Collins R. Jones
VALIC FINANCIAL ADVISORS
Woodland Hills, CA 91367
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CRD#: 2955104
CJ
Professional summary
Collins Rolapp Jones is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Woodland Hills, California.
Collins is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Collins has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TIME ADVISORS LLC POSITION: OWNER NATURE: The LLC is used for tax purposes only. There is not business income only expenses. All costs of VALIC assistant including wages, taxes, and tech support are used in the LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/27/2019 ADDRESS: 23 VIA SANTANDER, SAN CLEMENTE CA 92673, United States DESCRIPTION: NONE For tax purpose only. UBER DRIVER POSITION: Driver NATURE: Drive on weekends and evenings. Estimated time is 10-15 hours per week. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2021 ADDRESS: 23 Via Santander, San Clemente CA 92673, United States DESCRIPTION: Drive on weekends and evenings. Estimated time is 10-15 hours per week. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Collins Rolapp Jones's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Collins Rolapp Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2010 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 21550 Oxnard Street Suite 420, Woodland Hills, CA 91367RIA
BD
CRD#: 42803
Woodland Hills, CA
Current
June 30, 2010 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 21550 Oxnard Street Suite 420, Woodland Hills, CA 91367RIA
BD
CRD#: 42803
Woodland Hills, CA
Past
August 1, 2008 - May 19, 2009
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
NEWPORT BEACH, CA
Past
July 31, 2008 - May 19, 2009
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
NEWPORT BEACH, CA
Past
June 12, 2008 - August 6, 2008
LPL FINANCIAL LLC
RIA
CRD#: 6413
IRVINE, CA
Past
March 1, 2007 - August 6, 2008
LPL FINANCIAL LLC
BD
CRD#: 6413
IRVINE, CA
Past
September 22, 2004 - February 21, 2006
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Past
August 24, 1998 - August 7, 2002
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
COSTA MESA, CA
Past
November 25, 1997 - August 7, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/13/2013)
RR
California(6/30/2010)
IAR
California(7/7/2010)
RR
Colorado(5/2/2023)
RR
Florida(6/27/2025)
IAR
Florida(6/30/2025)
RR
Idaho(3/13/2013)
IAR
Idaho(3/14/2013)
RR
Nevada(4/25/2013)
RR
New Hampshire(8/27/2022)
RR
South Carolina(10/16/2023)
IAR
South Carolina(10/24/2023)
RR
Tennessee(8/27/2025)
RR
Texas(8/20/2025)
IAR
Texas(8/21/2025)
RR
Utah(2/17/2021)
RR
Virginia(3/12/2025)
IAR
Virginia(3/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
