Eddie E. Monk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eddie Eugene Monk was a registered financial professional .
Eddie is a previously registered financial professional and started their career in finance in 1997. Eddie had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2009 - December 31, 2011
RESOURCE HORIZONS GROUP LLC
April 2, 2005 - December 31, 2008
CBIZ FINANCIAL SOLUTIONS, INC.
February 15, 2000 - April 1, 2005
NATIONAL PLANNING CORPORATION
August 19, 1999 - January 21, 2000
VESTAX SECURITIES CORPORATION
October 14, 1997 - June 3, 1999
SLD AMERICA EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RESOURCE HORIZONS GROUP LLC
CRD#: 104368 / SEC#: , 8-52830
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
